DFX Intelligence

M•••••• S•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

M•••••• S•••••• W••••••

Advisor at G••• O•• C•••••• M••••••••• L••

GREENWICH, CT

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Search this name across graphsid dfx:ria:997b5262-a1b6-f8f3-5497-fd98e371afb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• O•• C•••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• O•• C•••••• M••••••••• L••	Former SEC adviser	Jan 21, 2021	n/a	yes	GREENWICH, CT	Current employment
G••• O•• C•••••• M••••••••• L••	Former SEC adviser	Feb 5, 2020	Dec 31, 2020	no	GREENWICH, CT	Previous registration

Relationships

Registered with (1)

→ G••• O•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 5, 2020 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:997b5262-a1b6-f8f3-5497-fd98e371afb0
First observed: Feb 5, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.