DFX Intelligence

K•••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

K•••• M•••••• M••••••••

Advisor at T••••••• S••••••• A•••••••

INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Aug 25, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Nov 6, 2015	May 31, 2019	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	T••••••• S••••••• A•••••••	May 31, 2019	Aug 25, 2020	452	Firm change after gap	Ibd to ibd
W•••• F•••• A•••••••	S•••••••• A•••••••• L••	Nov 13, 2015	Nov 6, 2015

Relationships

Registered with (5)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Aug 25, 2020 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 6, 2015 to May 31, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 19, 2013 to Nov 13, 2015factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 27, 2010
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.