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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

THURSTON SPRINGER ADVISORS

THURSTON SPRINGER ADVISORS, LLC, CRD 299201

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ef04838-98f1-a510-a722-bc27c1174c02

Data as of Nov 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 159
Dated events: 40
On other graphs: 0
Observed: Oct 6, 2018 to Nov 18, 2025
60 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.54 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=86.0
Regulatory AUM: $3.7BItem 5.F on the latest filing (2025-11-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.5B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 54%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 102
RAUM per advisor: $36.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 93
Advisory employees: 86
Offices: 20Schedule D 1.F, beyond the principal office
Accounts: 6,759
Individual clients: 3,395
High net worth clients: 2,205
Custody, client assets: $31.6M
SEC number: 801-114256
CRD: 299201
Filings on the tape: 60
First filed: Oct 6, 2018
Latest filed: Nov 18, 2025
Organised: Limited Liability Company, IN
Website: cohen-cap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 96

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD WILSON PARKER	n/a	INDIANAPOLIS, IN \| Indianapolis, IN	6	18	1	yes
JAMES JOHN TITAK	n/a	INDIANAPOLIS, IN	6	44	n/a	yes
JAMES MICHAEL MLOTT	n/a	INDIANAPOLIS, IN	6	41	2	yes
TODD ALAN SPILLE	n/a	INDIANAPOLIS, IN	6	37	3	yes
GABRIELE PEGGY ALLEN	n/a	INDIANAPOLIS, IN	6	36	n/a	yes
KEVIN MICHAEL MCDOUGALL	n/a	INDIANAPOLIS, IN	6	16	4	yes
MYLES GRANT HARTWIG	n/a	INDIANAPOLIS, IN	6	33	1	yes
JAMES FYFE WALKER	n/a	INDIANAPOLIS, IN	6	27	2	yes
PAUL LEE HARGITT	n/a	INDIANAPOLIS, IN	6	25	n/a	yes
Jenna Lynn Spurrier	n/a	INDIANAPOLIS, IN	6	25	3	yes
JEFFREY V TRIWEDI	n/a	INDIANAPOLIS, IN	6	32	1	yes
Sara Ann Murans	n/a	INDIANAPOLIS, IN	6	20	n/a	yes
Jon Keith Stucker	n/a	INDIANAPOLIS, IN	6	43	4	yes
LYNN DENNIS MOELLER	n/a	INDIANAPOLIS, IN	6	42	2	yes
MARK WILLIAM DAMER	n/a	INDIANAPOLIS, IN	6	38	4	yes
PHILIP E LAVELLE	Certified Financial Planner	INDIANAPOLIS, IN	6	30	4	yes
PAUL WILLIAM MURANS	n/a	INDIANAPOLIS, IN	6	27	3	yes
Christopher Renfrow Esser	n/a	INDIANAPOLIS, IN	6	16	1	yes
BRADLEY LOUIS ROZEMA	n/a	INDIANAPOLIS, IN	6	46	2	yes
ROBERT JAMES CAPLINGER	n/a	INDIANAPOLIS, IN \| Lafayette, IN	5	40	3	yes
John Matthew Kerr	Certified Financial Planner	INDIANAPOLIS, IN \| Hutchinson Island, FL	5	28	1	yes
R. ALAN CHASE	n/a	Santa Cruz, CA \| INDIANAPOLIS, IN	5	19	1	yes
BRUCE MALCOLM AVERBACK	n/a	Youngstown, OH \| INDIANAPOLIS, IN	5	46	1	yes
TERRY RICHARD DANISH	n/a	Brodheadsville, PA \| INDIANAPOLIS, IN	5	41	1	yes
Daniel J Cohen	n/a	Deerfield, IL \| INDIANAPOLIS, IN	5	34	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINANCIAL SERVICES HOLDINGS, LLC	SOLE OWNER	E	yes	06/2020	Nov 18, 2025	Nov 18, 2025
Mueller, Christopher, Brian	CHIEF OPERATIONS OFFICER	Na	yes	02/2025	Nov 18, 2025	Nov 18, 2025
PARKER, RICHARD, WILSON	Ceo	Na	yes	10/2018	Nov 18, 2025	Nov 18, 2025
Reynolds, Matthew, Mark	President	Na	yes	11/2021	Nov 18, 2025	Nov 18, 2025
Taylor, Christian, Gabriel	CHIEF COMPLIANCE OFFICER	Na	yes	11/2025	Nov 18, 2025	Nov 18, 2025
TITAK, JAMES, JOHN	CHAIRMAN OF THE BOARD	Na	yes	10/2018	Nov 18, 2025	Nov 18, 2025
PARKER, RICHARD, WILSON	Owner	C	yes	05/2020	Oct 6, 2018	Sep 30, 2024
Reynolds, Matthew, Mark	Owner	F	yes	11/2021	Nov 10, 2021	Sep 30, 2024
TITAK, JAMES, JOHN	Owner	F	yes	05/2020	Oct 6, 2018	Sep 30, 2024
Williams, Karey, Ann	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Feb 9, 2022	Sep 30, 2024
PELUSO, JOHN, GABRIEL	EXECUTIVE VICE PRESIDENT	Na	no	11/2023	Nov 18, 2025	Nov 18, 2025
PELUSO, JOHN, GABRIEL	Owner	F	no	11/2023	Sep 30, 2024	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADAM CHRISTENSEN	n/a	n/a	n/a	N	no	n/a
BRISTAL LANE GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
T.S. PHILLIPS INVESTMENTS, INC.	n/a	n/a	n/a	Y	yes	n/a
THURSTON SPRINGER INSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	n/a	Former SEC adviser	n/a	N	yes	In

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PALM BEACH GARDENS	FL	United States	2	yes
Indianapolis	In	United States	2	yes
Lafayette	In	United States	2	yes
SANTA CRUZ	CA	United States	1	yes
Washington	Dc	United States	1	no
Sarasota	FL	United States	1	yes
Deerfield	IL	United States	1	yes
Itasca	IL	United States	1	yes
Anderson	In	United States	1	yes
Bloomington	In	United States	1	yes
Franklin	In	United States	1	yes
Louisville	Ky	United States	1	yes
Annapolis	Md	United States	1	yes
Valdese	Nc	United States	1	yes
Youngstown	Oh	United States	1	yes
Brodheadsville	Pa	United States	1	yes
Campobello	Sc	United States	1	yes
SUN PRAIRIE	Wi	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 14, 2025	$4.0B	$4.0B	68	68	20	n/a	n/a
2023	Sep 28, 2023	$1.4B	$1.4B	51	51	20	n/a	n/a
2022	Sep 28, 2022	$1.1B	$1.1B	67	55	23	n/a	n/a
2021	Sep 29, 2021	$1.0B	$1.0B	55	55	18	n/a	n/a
2020	Sep 30, 2020	$755M	$755M	57	57	19	n/a	n/a
2019	Sep 25, 2019	$657M	$657M	54	54	15	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
20	7	13	6.9%	0	2	0	53	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$3.7B	$1.4B	171.4%	$1.0B	53.2%	93	51	20	20

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED ADVISOR GROUP	3	Feb 23, 2023	Mar 1, 2023	INDIANAPOLIS, IN	Team lift out	Ibd to new firm	6.5%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Dec 14, 2022	Dec 13, 2022	INDIANAPOLIS, IN	Team lift out	Ibd to ibd	4.7%
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Feb 24, 2021	Feb 24, 2021	INDIANAPOLIS, IN	Team lift out	Ibd to ibd	5.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Apr 24, 2026	Dec 5, 2025	NEWPORT NEWS, VA	Team lift out	Wirehouse to ibd	0.1%
WELLS FARGO ADVISORS	12	Oct 15, 2025	Oct 20, 2025	TYLER, TX	Team lift out	Wirehouse to ibd	0.4%
WELLS FARGO ADVISORS	4	Dec 17, 2024	Dec 9, 2024	MISHAWAKA, IN	Team lift out	Wirehouse to ibd	0.1%
PHILLIPS CAPITAL ADVISORS, INC.	12	Jun 28, 2024	Jan 1, 2025	OKLAHOMA CITY, OK	Firm absorbed	RIA to ibd	92.3%
WELLS FARGO ADVISORS	2	Jan 5, 2024	Apr 23, 2024	FORT LAUDERDALE, FL	Team lift out	Wirehouse to ibd	0.1%
WELLS FARGO ADVISORS	3	Jan 5, 2024	Dec 18, 2023	MISHAWAKA, IN	Team lift out	Wirehouse to ibd	0.1%
WELLS FARGO ADVISORS	4	Jan 5, 2024	Dec 16, 2025	BLOOMFIELD HILLS, MI	Team lift out	Wirehouse to ibd	0.2%
1914 ADVISORS	2	Jan 17, 2023	Jan 20, 2023	WEST CONSHOHOCKEN, PA	Team lift out	RIA to ibd	6.7%
1914 ADVISORS	2	Jan 17, 2023	Jan 20, 2023	COLUMBUS, OH	Team lift out	RIA to ibd	6.7%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Mar 31, 2022	Mar 27, 2022	TAVERNIER, FL	Team lift out	Ibd to ibd	0.0%
ROBOVISE DBA ROBO	2	Jan 19, 2022	Aug 27, 2020	INDIANAPOLIS, IN	Team lift out	RIA to ibd	100.0%
THURSTON SPRINGER FINANCIAL	5	Jul 6, 2021	Nov 25, 2020	INDIANAPOLIS, IN	Team lift out	Ibd to ibd	45.5%
THURSTON SPRINGER FINANCIAL	2	Jul 6, 2021	Nov 25, 2020	CINCINNATI, OH	Team lift out	Ibd to ibd	18.2%
THURSTON SPRINGER FINANCIAL	5	Nov 16, 2020	Nov 23, 2020	INDIANAPOLIS, IN	Team lift out	Ibd to ibd	26.3%
WADDELL & REED	2	Jun 24, 2016	Aug 26, 2020	CHARLEROI, PA	Team lift out	Other	0.1%
STONEX ADVISORS INC.	2	Jan 28, 2016	Nov 24, 2020	BIRMINGHAM, AL	Team lift out	Other	1.7%

Relationships

showing 80 of 159

Registered with (78)

← Michael Vincent RioloAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← Brian Mitchell VargasonAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← Nicholas Giulio RimicciAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← David Gordon ScupholmAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← Maxwell Reed LevyAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← Gavin Scott BantaAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← Madylin Joann BauerAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← Dane Patrick TrainorAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Andrew Erkki LampelaAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← Tyler Robert GerlingAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← Monica Ann ColesAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← Thomas Wayne PerkinsAdvisorregistration: current employment
Jan 12, 2026 to presentfactForm ADV
← KRISTEN MICHELE HOWARDAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← WILLIAM BRETT HAYESAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← MARK STEPHENSON SARRETTAdvisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← DAVID SCOTT NYSTROMAdvisorregistration: current employment
Nov 28, 2025 to presentfactForm ADV
← DANIEL JOHN CAPARRELLIAdvisorregistration: current employment
Nov 28, 2025 to presentfactForm ADV
← Natasha Marie SparksAdvisorregistration: current employment
Nov 6, 2025 to presentfactForm ADV
← Christian Gabriel TaylorAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← WENDY BUCHANANAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
← ANN ARSCOTT MOOREAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
← CRAIG CONSERAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
← STEPHEN MILLSAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← MICHAEL FREDERICK ELIASAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← JAMISON BROOKS BAYSAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← WILLIAM JEREMIAH SMITHAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← STUART BAYSAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← MEGGAN ELAINE JETERAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← JASON STOKES GRIGSBYAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← DANIEL REIDAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
and 48 more

Affiliated with (2)

← TRUEDGE ASSET MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV
→ THURSTON SPRINGER FINANCIALRegistered adviserbroker-dealer, custodian, common control
factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 25, 2026
Advisor changed firm
Lindsay H. Askland left Thurston Springer Advisors for Commonwealth Financial Network (registered 2026-09-08)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2026
Advisor changed firm
Austin Robert Murphy left Thurston Springer Advisors for Lpl Financial Llc (registered 2026-08-04)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2026
Team lift-out
2 advisors left Wells Fargo Advisors (Newport News, VA) for Thurston Springer Advisors on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 18, 2026
Advisor changed firm
Macord Henri Foran left Thurston Springer Advisors for Entrewealth (registered 2026-01-26)
Form ADVobserved 6 days ago
Occurred
Feb 20, 2026
Advisor changed firm
Matthew Cotton left Thurston Springer Advisors for Lpl Financial Llc (registered 2026-02-17)
Form ADVobserved 6 days ago
Occurred
Dec 24, 2025
Advisor changed firm
Jack James Skrzycki left Thurston Springer Advisors for Spartan Wealth Management (registered 2026-01-09)
Form ADVobserved 6 days ago
Occurred
Nov 19, 2025
Advisor changed firm
Andrew Jeffrey Southworth left Thurston Springer Advisors for Cetera Investment Advisers Llc (registered 2025-11-20)
Form ADVobserved 6 days ago
Occurred
Nov 18, 2025
Advisor headcount changed
Thurston Springer Advisors reported 86 state-registered advisory representatives, up from 66 (2025-08-18 to 2025-11-18)
Form ADVobserved 6 days ago
20 IARS
Occurred
Oct 15, 2025
Team lift-out
12 advisors left Wells Fargo Advisors (Tyler, TX) for Thurston Springer Advisors within 12 days
Form ADVobserved 6 days ago
12 advisors
Occurred
Oct 6, 2025
Advisor changed firm
Maryann Diamond left Thurston Springer Advisors for Lpl Financial Llc (registered 2025-10-06)
Form ADVobserved 6 days ago
Occurred
Aug 25, 2025
Advisor changed firm
Hanna Marie Jackson left Thurston Springer Advisors for Ubs Financial Services Inc. (registered 2025-09-17)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2025
Advisor changed firm
Elizabeth Ann Hurst left Thurston Springer Advisors for Raymond James & Associates, Inc. (registered 2025-07-23)
Form ADVobserved 6 days ago
Occurred
May 13, 2025
Advisor changed firm
Anthony Lanfranchi left Thurston Springer Advisors for Northwestern Mutual Investment Services,Llc (registered 2026-07-17)
Form ADVobserved 6 days ago
Occurred
Feb 7, 2025
Advisor changed firm
John David Macik left Thurston Springer Advisors for Mariner (registered 2025-07-24)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2024
Team lift-out
4 advisors left Wells Fargo Advisors (Mishawaka, IN) for Thurston Springer Advisors on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Sep 30, 2024
Regulatory AUM changed
Thurston Springer Advisors reported RAUM $4.0B, up 192% from $1.4B (2024-06-14 to 2024-09-30)
Form ADVobserved 6 days ago
$2.6B
Occurred
Jun 28, 2024
Firm absorbed
Phillips Capital Advisors, Inc.'s advisors moved to Thurston Springer Advisors (Oklahoma City, OK): 12 of 13 registered, on the same day
Form ADVobserved 6 days ago
12 advisors
Occurred
Jan 5, 2024
Team lift-out
3 advisors left Wells Fargo Advisors (Fort Lauderdale, FL) for Thurston Springer Advisors within 5 days
Form ADVobserved 6 days ago
3 advisors
Occurred
Jan 5, 2024
Team lift-out
3 advisors left Wells Fargo Advisors (Bloomfield Hills, MI) for Thurston Springer Advisors on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Jan 5, 2024
Team lift-out
3 advisors left Wells Fargo Advisors (Mishawaka, IN) for Thurston Springer Advisors on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Dec 22, 2023
Advisor changed firm
Lucius Hamilton left Thurston Springer Advisors for J.P. Morgan Securities Llc (registered 2023-12-15)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2023
Advisor changed firm
Robert C Bove left Thurston Springer Advisors for United Advisor Group (registered 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Advisor changed firm
John Patterson Corey left Thurston Springer Advisors for Southbridge Capital Partners Llc (registered 2024-07-12)
Form ADVobserved 6 days ago
Occurred
Feb 23, 2023
Team lift-out
2 advisors left Thurston Springer Advisors (Indianapolis, IN) for United Advisor Group on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Feb 23, 2023
Advisor changed firm
Stephen Dennis Taylor left Thurston Springer Advisors for United Advisor Group (registered 2023-02-23)
Form ADVobserved 6 days ago
Occurred
Feb 23, 2023
Advisor changed firm
Craig Michael Connolly left Thurston Springer Advisors for United Advisor Group (registered 2023-02-10)
Form ADVobserved 6 days ago
Occurred
Jan 17, 2023
Team lift-out
3 advisors left 1914 Advisors (Columbus, OH) for Thurston Springer Advisors on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Jan 17, 2023
Team lift-out
2 advisors left 1914 Advisors (West Conshohocken, PA) for Thurston Springer Advisors on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 14, 2022
Team lift-out
2 advisors left Thurston Springer Advisors (Indianapolis, IN) for Ameriprise Financial Services, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 14, 2022
Advisor changed firm
Joseph Randall Wesley left Thurston Springer Advisors for Ameriprise Financial Services, Llc (registered 2022-12-13)
Form ADVobserved 6 days ago
Occurred
Dec 14, 2022
Advisor changed firm
Donald Edgar Bates left Thurston Springer Advisors for Ameriprise Financial Services, Llc (registered 2022-12-13)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Terry B Brown left Thurston Springer Advisors for Avantax Planning Partners, Inc. (registered 2022-10-07)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Team lift-out
2 advisors left Ameriprise Financial Services, LLC (Tavernier, FL) for Thurston Springer Advisors a day apart
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 1, 2022
Advisor changed firm
Brian Patrick Sweeney left Thurston Springer Advisors for Plato'S Philosophy, Llc (registered 2022-10-12)
Form ADVobserved 6 days ago
Occurred
Feb 9, 2022
Control person joined
Ann Karey Williams (Chief Compliance Officer) appeared on Schedule A of Thurston Springer Advisors
Form ADVobserved 6 days ago
Occurred
Feb 9, 2022
Control person left
Patrick Brian Sweeney (Chief Compliance Officer / General Counsel) no longer on Schedule A of Thurston Springer Advisors (listed 2021-12-17, absent 2022-02-09)
Form ADVobserved 6 days ago
Occurred
Jan 19, 2022
Team lift-out
2 advisors left Robovise DBA Robo (Indianapolis, IN) for Thurston Springer Advisors on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Nov 10, 2021
Control person joined
Mark Matthew Reynolds (President) appeared on Schedule A of Thurston Springer Advisors
Form ADVobserved 6 days ago
Occurred
Sep 29, 2021
Regulatory AUM changed
Thurston Springer Advisors reported RAUM $1.0B, up 35% from $754.8M (2021-09-07 to 2021-09-29)
Form ADVobserved 6 days ago
$268M

Show 1 bookkeeping events

Occurred
Sep 30, 2024
Thurston Springer Advisors reported 66 state-registered advisory representatives, up from 51 (2024-06-14 to 2024-09-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ef04838-98f1-a510-a722-bc27c1174c02
First observed: Oct 6, 2018
Last observed: Nov 18, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THURSTON SPRINGER ADVISORS

THURSTON SPRINGER ADVISORS, LLC, CRD 299201

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ef04838-98f1-a510-a722-bc27c1174c02

Data as of Nov 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD WILSON PARKER

n/a

INDIANAPOLIS, IN | Indianapolis, IN

yes

JAMES JOHN TITAK

n/a

INDIANAPOLIS, IN

n/a

yes

JAMES MICHAEL MLOTT

n/a

INDIANAPOLIS, IN

yes

TODD ALAN SPILLE

n/a

INDIANAPOLIS, IN

yes

GABRIELE PEGGY ALLEN

n/a

INDIANAPOLIS, IN

n/a

yes

KEVIN MICHAEL MCDOUGALL

n/a

INDIANAPOLIS, IN

yes

MYLES GRANT HARTWIG

n/a

INDIANAPOLIS, IN

yes

JAMES FYFE WALKER

n/a

INDIANAPOLIS, IN

yes

PAUL LEE HARGITT

n/a

INDIANAPOLIS, IN

n/a

yes

Jenna Lynn Spurrier

n/a

INDIANAPOLIS, IN

yes

JEFFREY V TRIWEDI

n/a

INDIANAPOLIS, IN

yes

Sara Ann Murans

n/a

INDIANAPOLIS, IN

n/a

yes

Jon Keith Stucker

n/a

INDIANAPOLIS, IN

yes

LYNN DENNIS MOELLER

n/a

INDIANAPOLIS, IN

yes

MARK WILLIAM DAMER

n/a

INDIANAPOLIS, IN

yes

PHILIP E LAVELLE

Certified Financial Planner

INDIANAPOLIS, IN

yes

PAUL WILLIAM MURANS

n/a

INDIANAPOLIS, IN

yes

Christopher Renfrow Esser

n/a

INDIANAPOLIS, IN

yes

BRADLEY LOUIS ROZEMA

n/a

INDIANAPOLIS, IN

yes

ROBERT JAMES CAPLINGER

n/a

INDIANAPOLIS, IN | Lafayette, IN

yes

John Matthew Kerr

Certified Financial Planner

INDIANAPOLIS, IN | Hutchinson Island, FL

yes

R. ALAN CHASE

n/a

Santa Cruz, CA | INDIANAPOLIS, IN

yes

BRUCE MALCOLM AVERBACK

n/a

Youngstown, OH | INDIANAPOLIS, IN

yes

TERRY RICHARD DANISH

n/a

Brodheadsville, PA | INDIANAPOLIS, IN

yes

Daniel J Cohen

n/a

Deerfield, IL | INDIANAPOLIS, IN

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINANCIAL SERVICES HOLDINGS, LLC

SOLE OWNER

yes

06/2020

Nov 18, 2025

Mueller, Christopher, Brian

CHIEF OPERATIONS OFFICER

yes

02/2025

Nov 18, 2025

PARKER, RICHARD, WILSON

Ceo

yes

10/2018

Nov 18, 2025

Reynolds, Matthew, Mark

President

yes

11/2021

Nov 18, 2025

Taylor, Christian, Gabriel

CHIEF COMPLIANCE OFFICER

yes

11/2025

Nov 18, 2025

TITAK, JAMES, JOHN

CHAIRMAN OF THE BOARD

yes

10/2018

Nov 18, 2025

PARKER, RICHARD, WILSON

Owner

yes

05/2020

Oct 6, 2018

Sep 30, 2024

Reynolds, Matthew, Mark

Owner

yes

11/2021

Nov 10, 2021

Sep 30, 2024

TITAK, JAMES, JOHN

Owner

yes

05/2020

Oct 6, 2018

Sep 30, 2024

Williams, Karey, Ann

CHIEF COMPLIANCE OFFICER

yes

01/2022

Feb 9, 2022

Sep 30, 2024

PELUSO, JOHN, GABRIEL

EXECUTIVE VICE PRESIDENT

11/2023

Nov 18, 2025

PELUSO, JOHN, GABRIEL

Owner

11/2023

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADAM CHRISTENSEN

n/a

BRISTAL LANE GROUP, LLC

n/a

yes

n/a

T.S. PHILLIPS INVESTMENTS, INC.

n/a

yes

n/a

THURSTON SPRINGER INSURANCE, LLC

n/a

yes

n/a

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

n/a

Former SEC adviser

n/a

yes

City

State

Country

Employees

Also broker-dealer

PALM BEACH GARDENS

United States

yes

Indianapolis

United States

yes

Lafayette

United States

yes

SANTA CRUZ

United States

yes

Washington

United States

Sarasota

United States

yes

Deerfield

United States

yes

Itasca

United States

yes

Anderson

United States

yes

Bloomington

United States

yes

Franklin

United States

yes

Louisville

United States

yes

Annapolis

United States

yes

Valdese

United States

yes

Youngstown

United States

yes

Brodheadsville

United States

yes

Campobello

United States

yes

SUN PRAIRIE

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 14, 2025

$4.0B

n/a

2023

Sep 28, 2023

$1.4B

n/a

2022

Sep 28, 2022

$1.1B

n/a

2021

Sep 29, 2021

$1.0B

n/a

2020

Sep 30, 2020

$755M

n/a

2019

Sep 25, 2019

$657M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

6.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$3.7B

$1.4B

171.4%

$1.0B

53.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED ADVISOR GROUP

Feb 23, 2023

Mar 1, 2023

INDIANAPOLIS, IN

Team lift out

Ibd to new firm

6.5%

AMERIPRISE FINANCIAL SERVICES, LLC

Dec 14, 2022

Dec 13, 2022

INDIANAPOLIS, IN

Team lift out

Ibd to ibd

4.7%

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Feb 24, 2021

INDIANAPOLIS, IN

Team lift out

Ibd to ibd

5.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Apr 24, 2026

Dec 5, 2025

NEWPORT NEWS, VA

Team lift out

Wirehouse to ibd

0.1%

WELLS FARGO ADVISORS

Oct 15, 2025

Oct 20, 2025

TYLER, TX

Team lift out

Wirehouse to ibd

0.4%

WELLS FARGO ADVISORS

Dec 17, 2024

Dec 9, 2024

MISHAWAKA, IN

Team lift out

Wirehouse to ibd

0.1%

PHILLIPS CAPITAL ADVISORS, INC.

Jun 28, 2024

Jan 1, 2025

OKLAHOMA CITY, OK

Firm absorbed

RIA to ibd

92.3%

WELLS FARGO ADVISORS

Jan 5, 2024

Apr 23, 2024

FORT LAUDERDALE, FL

Team lift out

Wirehouse to ibd

0.1%

WELLS FARGO ADVISORS

Jan 5, 2024

Dec 18, 2023

MISHAWAKA, IN

Team lift out

Wirehouse to ibd

0.1%

WELLS FARGO ADVISORS

Jan 5, 2024

Dec 16, 2025

BLOOMFIELD HILLS, MI

Team lift out

Wirehouse to ibd

0.2%

1914 ADVISORS

Jan 17, 2023

Jan 20, 2023

WEST CONSHOHOCKEN, PA

Team lift out

RIA to ibd

6.7%

1914 ADVISORS

Jan 17, 2023

Jan 20, 2023

COLUMBUS, OH

Team lift out

RIA to ibd

6.7%

AMERIPRISE FINANCIAL SERVICES, LLC

Mar 31, 2022

Mar 27, 2022

TAVERNIER, FL

Team lift out

Ibd to ibd

0.0%

ROBOVISE DBA ROBO

Jan 19, 2022

Aug 27, 2020

INDIANAPOLIS, IN

Team lift out

RIA to ibd

100.0%

THURSTON SPRINGER FINANCIAL

Jul 6, 2021

Nov 25, 2020

INDIANAPOLIS, IN

Team lift out

Ibd to ibd

45.5%

THURSTON SPRINGER FINANCIAL

Jul 6, 2021

Nov 25, 2020

CINCINNATI, OH

Team lift out

Ibd to ibd

18.2%

THURSTON SPRINGER FINANCIAL

Nov 16, 2020

Nov 23, 2020

INDIANAPOLIS, IN

Team lift out

Ibd to ibd

26.3%

WADDELL & REED

Jun 24, 2016

Aug 26, 2020

CHARLEROI, PA

Team lift out

Other

0.1%

STONEX ADVISORS INC.

Jan 28, 2016

Nov 24, 2020

BIRMINGHAM, AL

Team lift out

Other

1.7%