DFX Intelligence

A•••• G••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••• G••••• K••••••

Advisor at E••••• P•••••• W•••••• L••

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99836e9d-f61d-c813-88e7-94cfdf273f14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• P•••••• W•••••• L••	Independent wealth	May 18, 2026	n/a	yes	LOS ANGELES, CA	Current employment
M•• C•••••• M••••••••• L••	Independent wealth	Feb 17, 2026	May 5, 2026	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C•••••• M••••••••• L••	E••••• P•••••• W•••••• L••	May 5, 2026	May 18, 2026	13	Firm change	RIA to RIA
E•••• A•••••••	M•• C•••••• M••••••••• L••	May 5, 2026	Feb 17, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
109807:333932:CA:2026-04-21	May 5, 2026	May 18, 2026	LOS ANGELES, CA	Firm change
300856:109807:CA:2026-04-21	May 5, 2026	Feb 17, 2026	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (5)

→ E••••• P•••••• W•••••• L••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ M•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 17, 2026 to May 5, 2026factForm ADV
→ E•••• A•••••••Registered adviserregistration: previous registration
Jun 18, 2024 to May 5, 2026factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99836e9d-f61d-c813-88e7-94cfdf273f14
First observed: Jan 21, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.