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Advisor at CETERA INVESTMENT ADVISERS LLC
AUGUSTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | AUGUSTA, GA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | AUGUSTA, GA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | May 6, 2013 | Oct 25, 2019 | no | AUGUSTA, GA|MARTINEZ, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 8, 2012 | Mar 5, 2013 | no | Augusta, GA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Sep 6, 2011 | Nov 3, 2011 | no | AUGUSTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | 1ST GLOBAL ADVISORS INC | Mar 5, 2013 | May 6, 2013 | 62 | Firm change | Other |
| 1ST GLOBAL ADVISORS INC | MORGAN STANLEY | Nov 3, 2011 | Feb 8, 2012 | 97 | Firm change | Other |