DFX Intelligence

K••• L••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

K••• L••• D••••••

Advisor at E••••••• W••••• A•••••••• L••

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:998c3024-d96b-4776-d637-a4bf354b7b32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• W••••• A•••••••• L••	Independent wealth	Sep 3, 2019	n/a	yes	PEPPER PIKE, OH	Current employment
Y•••••• W••••• P•••••••• L••	n/a	Mar 3, 2016	Dec 31, 2019	no	PEPPER PIKE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Y•••••• W••••• P•••••••• L••	E••••••• W••••• A•••••••• L••	Dec 31, 2019	Sep 3, 2019	-119	Firm change after gap	Other
S••••••••• I••••••••• A•••••••• I•••	Y•••••• W••••• P•••••••• L••	Jan 28, 2016	Mar 3, 2016

Relationships

Registered with (3)

→ E••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 3, 2019 to presentfactForm ADV
→ Y•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 3, 2016 to Dec 31, 2019factForm ADV
→ S••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2007 to Jan 28, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:998c3024-d96b-4776-d637-a4bf354b7b32
First observed: Apr 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.