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G••••••• F•••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

G••••••• F•••••••• G••••• I•••

CRD 124066

G•••••••, CT

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Search this name across graphsid dfx:ria:998ccd67-1418-680c-dbd4-f869b664cfb2

Data as of Mar 14, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 14, 2012 to Mar 14, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.0MItem 5.F on the latest filing (2012-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••••• S••••• A••••	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	03/2001	Mar 14, 2012	Mar 14, 2012
S•••••••• W••••• A••••	President	E	yes	03/1987	Mar 14, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 14, 2012	$35.0M	$33.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$35.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← S•••••••• W••••• A••••OwnerPRESIDENT, ownership code E, individual
Mar 14, 2012 to presentfactForm ADV
← S•••••••• S••••• A••••OwnerVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV

Registered with (2)

← W•••• A•••• S•••••••Advisorregistration: previous registration
Jul 14, 1989 to Dec 31, 2022factForm ADV
← S•••• A•••• S•••••••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Wayne Allan Staschke left G••••••• F•••••••• G••••• I••• for Osaic Wealth, Inc. (registered 1993-04-13)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Scott Allen Staschke left G••••••• F•••••••• G••••• I••• for Lpl Financial Llc (registered 2022-10-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:998ccd67-1418-680c-dbd4-f869b664cfb2
First observed: Mar 14, 2012
Last observed: Mar 14, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.