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S•••• D•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

S•••• D•••••• B••••••

Advisor at R•• A•••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9990252b-9127-02ec-1bae-4bec7f401d24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••	Independent wealth	May 18, 2023	n/a	yes	HOUSTON, TX	Current employment
T••••••••• W••••• A•••••••• L•••	State registered	Oct 19, 2018	May 25, 2023	no	COLLEGE STATION, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• A•••••••• L•••	R•• A•••••••	May 25, 2023	May 18, 2023	-7	Firm change	Other
F•••••••• F•••••••• W••••• M•••••••••	T••••••••• W••••• A•••••••• L•••	Sep 22, 2018

Relationships

Registered with (6)

→ R•• A•••••••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ T••••••••• W••••• A•••••••• L•••Registered adviserregistration: previous registration
Oct 19, 2018 to May 25, 2023factForm ADV
→ F•••••••• F•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 16, 2018 to Sep 22, 2018factForm ADV
→ F••••••• F•••••••• P•••••••

Dated events

Occurred
May 25, 2023
Advisor changed firm
S•••• D•••••• B•••••• left T••••••••• W••••• A•••••••• L••• for R•• A••••••• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9990252b-9127-02ec-1bae-4bec7f401d24
First observed: Oct 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.