This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHERN TRUST SECURITIES, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 12, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jan 12, 2008

First registration

Feb 5, 2015

Dual registered

yes, broker-dealer

Other names

TONY MARKHAM|ANTHONY J MARKHAM|Anthony Markham

IAPD individual key

4969036

• Occurred

  Jan 25, 2022
  Advisor changed firm

  Anthony John Markham left Pruco Securities, Llc for Northern Trust Securities, Inc (registered 2022-01-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:99956adf-db18-c2b0-5972-33e5d0bcb754

First observed

Feb 5, 2015

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.