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D•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

D•• S•••••••••

Advisor at O•• C•••••• M••••••••• L••

WESTLAKE VILLAGE, CA | Westlake Village, CA | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:999b4333-5582-b824-4c81-9aca1b7a22fa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• M••••••••• L••	State registered	May 13, 2019	n/a	yes	Westlake Village, CA\|LAS VEGAS, NV	Current employment
O•• C•••••• M••••••••• L••	Independent wealth	Jan 21, 2015	n/a	yes

Relationships

Registered with (2)

→ R•• W••••• M••••••••• L••Registered adviserregistration: current employment
May 13, 2019 to presentfactForm ADV
→ O•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2005 to Oct 29, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:999b4333-5582-b824-4c81-9aca1b7a22fa
First observed: Sep 19, 2005
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.