DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
MONROE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 23, 2026 | n/a | yes | MONROE, LA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | Aug 5, 2026 | no | MONROE, LA | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jan 22, 2021 | Aug 21, 2025 | no | Lafayette, LA|Monroe, LA|Monroe, LA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jul 14, 2016 | Jan 22, 2021 | no | MONROE, LA|Morgan City, LA|MONROE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Aug 5, 2026 | Jul 23, 2026 | -13 | Firm change | Ibd to wirehouse |
| FIRST HORIZON ADVISORS, INC | LPL FINANCIAL LLC | Aug 21, 2025 | Aug 21, 2025 | 0 | Bulk transfer | RIA to ibd |
| OSAIC INSTITUTIONS, INC. | FIRST HORIZON ADVISORS, INC | Jan 22, 2021 | Jan 22, 2021 | 0 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:19616:LA:2026-08-05 | Aug 5, 2026 | Jul 23, 2026 | MONROE, LA | Firm change |
| 35371:17117:LA:2021-01-22 | Jan 22, 2021 | Jan 22, 2021 | MONROE, LA | Firm change |