DFX Intelligence

W•• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

W•• A•••• M••••••••• L••

CRD 156424

PONTE VEDRA BEACH, FL

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Search this name across graphsid dfx:ria:99a00336-6fc1-195d-67a3-642b74d7c8db

Data as of May 9, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 2
Observed: Jun 25, 2012 to May 9, 2022
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

W•• A•••• M••••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

W•• A•••• M••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $299M••• Locked
Discretionary RAUM: $299M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•• C•••••• P••••••• F•••• L••	Real Estate Fund	$42.8M	May 9, 2022	8	Mar 29, 2019	reported	021-331600
W•• L• F••• L•••	Real Estate Fund	$33.5M	May 9, 2022

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• D•••••• E•••••	CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY	Na	yes	02/2008	Jun 25, 2012	May 9, 2022
D••••••••• W••••••• M••••••	MANAGING MEMBER	E	yes	04/1998	Jun 25, 2012	May 9, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••••••• S•••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
G• R•••• L••	n/a	n/a	n/a	N	yes	n/a
G• U•••• O•••••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$299M	$261M	14.5%	$160M	23.0%	9	9	1	1

Relationships

Advises (12)

→ W•• L• F••• L•••Private fundReal Estate Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ W•• R••• E••••• C••••• F••• L•Private fundHedge Fund, IA
Jun 25, 2012 to presentfactForm ADV
→ W•• C•••••• P••••••• F•••• L••Private fundReal Estate Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ W•• U•••• O•••••••• L•Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99a00336-6fc1-195d-67a3-642b74d7c8db
First observed: Jun 25, 2012
Last observed: May 9, 2022 53 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.