DFX Intelligence

C••••• E•••••• D••••• R•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••••• E•••••• D••••• R•••••• F••••

Advisor at B•• P•••••• A•••• M••••••••• U• • L••

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••• A•••• M••••••••• U• • L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••• A•••• M••••••••• U• • L••	Asset manager	Dec 4, 2024	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Jul 28, 2015	Nov 12, 2024	no	New York, NY\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B•• P•••••• A•••• M••••••••• U• • L••	Nov 12, 2024	Dec 4, 2024	22	Firm change	Other

Relationships

Registered with (2)

→ B•• P•••••• A•••• M••••••••• U• • L••Registered adviserregistration: current employment
Dec 4, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 28, 2015 to Nov 12, 2024factForm ADV

Dated events

Order

Occurred
12 Nov 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.