DFX Intelligence

J•••• M••••• Q•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••• M••••• Q•••••••

Advisor at J••• M••••• S••••••••• L••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:99acc5f1-ad44-70c3-cd39-81c24380541c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 25, 2023	n/a	yes	BOCA RATON, FL	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Nov 26, 2018	Nov 5, 2021	no	BOCA RATON, FL\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	J••• M••••• S••••••••• L••	Nov 5, 2021	Jul 25, 2023	627	Firm change after gap	Ibd to wirehouse
P•• W••••• M•••••••••	H••• S••••••••• •••• I•••	Nov 1, 2018	Nov 26, 2018

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jul 25, 2023 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Nov 26, 2018 to Nov 5, 2021factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 5, 2015 to Nov 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99acc5f1-ad44-70c3-cd39-81c24380541c
First observed: Feb 5, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.