DFX Intelligence

U••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

U••••• M••••••••• L•

CRD 318549

BOULDER, CO

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Search this name across graphsid dfx:ria:99b15242-7ac4-f54e-41d8-c9480d21e2a5

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 8
On other graphs: 1
Observed: Jul 17, 2026 to Jul 17, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

U••••• M••••••••• L•

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $253M••• Locked
Discretionary RAUM: $253M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U••••• V••••••• L•	Other Private Fund	$220M	Jul 17, 2026	68	Mar 7, 2022	reported	021-434162
U••••• L•• H••••••• L••	Venture Capital Fund	$25.6M	Jul 17, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• A••••• D••••	CHIEF FINANCIAL OFFICER AND PARTNER	A	yes	01/2022	Jul 17, 2026	Jul 17, 2026
M••••••• D••••	LEAD FOR COLLECTIVE OF EXPERTS AND PARTNER	C	yes	01/2022	Jul 17, 2026	Jul 17, 2026

Relationships

Advises (3)

→ U••••• A•••• A••••• L•Private fundHedge Fund, IA
Jan 3, 2024 to presentfactForm ADV
→ U••••• L•• H••••••• L••Private fundVenture Capital Fund, IA
Jul 17, 2026 to presentfactForm ADV
→ U••••• V••••••• L•Private fundOther Private Fund, IA
Mar 7, 2022 to presentfactForm ADV

Controls (4)

Dated events

Occurred
Jul 17, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 17, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 17, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 17, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99b15242-7ac4-f54e-41d8-c9480d21e2a5
First observed: Jul 17, 2026
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.