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E••• R•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant34 years in industry

E••• R•• H••••••

Advisor at H•••••• F•••••••• • I•••••••• S•••••••• I•••

SAN JOSE, CA

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Search this name across graphsid dfx:ria:99b1adec-c03f-f3e4-3ca4-684060cc2bfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• F•••••••• • I•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• F•••••••• • I•••••••• S•••••••• I•••	Independent wealth	Jan 18, 2022	n/a	yes	SAN JOSE, CA	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Sep 13, 2004	Jan 28, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	H•••••• F•••••••• • I•••••••• S•••••••• I•••	Jan 28, 2010	Jan 18, 2022	4,373	Firm change after gap	Other
E•••• S••••••••• L••	O• I••••••••• M••••••••• C•	Oct 1, 2004

Relationships

Registered with (3)

→ H•••••• F•••••••• • I•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Sep 13, 2004 to Jan 28, 2010factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2002 to Oct 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99b1adec-c03f-f3e4-3ca4-684060cc2bfd
First observed: Jan 11, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.