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Advisor at RIALTO WEALTH MANAGEMENT
SYRACUSE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIALTO WEALTH MANAGEMENT | Independent wealth | Apr 7, 2022 | n/a | yes | SYRACUSE, NY | Current employment |
| ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | Independent wealth | May 30, 2021 | May 26, 2022 | no | SYRACUSE, NY | Previous registration |
| SALT CITY FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC | n/a | Feb 14, 2012 | Mar 28, 2013 | no | SYRACUSE, NY|ST. PETERSBURG, FL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Mar 7, 2011 | Nov 18, 2011 | no | APPLETON, WI|SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | RIALTO WEALTH MANAGEMENT | May 26, 2022 | Apr 7, 2022 | -49 | Firm change after gap | RIA to new firm |
| SALT CITY FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | Mar 28, 2013 | May 30, 2021 | 2,985 | Firm change after gap | Other |
| INVEST FINANCIAL CORPORATION | SALT CITY FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC | Nov 18, 2011 | Feb 14, 2012 | 88 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115754:319411:NY:2022-05-26 | May 26, 2022 | Apr 7, 2022 | SYRACUSE, NY | Firm change after gap |