DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••
Los Angeles, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• G•••• P•••••• C••••• S•••••••• I••• | Independent wealth | Jul 1, 2021 | n/a | yes | LOS ANGELES, CA|Los Angeles, CA | Current employment |
| C•••••• B••• A•• T•••• C•••••• | Asset manager | Sep 26, 2018 | Jul 1, 2021 | no | Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• B••• A•• T•••• C•••••• | C•••••• G•••• P•••••• C••••• S•••••••• I••• | Jul 1, 2021 | Jul 1, 2021 | 0 | Bulk transfer | RIA to new firm |
| W•••• F•••• A••••••• | C•••••• B••• A•• T•••• C•••••• | Sep 18, 2018 | Sep 26, 2018 |
| W•••• F•••• A••••••• | Wirehouse | Nov 18, 2011 | Sep 18, 2018 | no | MINNEAPOLIS, MN|CHARLOTTE, NC|BEVERLY HILLS, CA|LOS ANGELES, CA|MINNEAPOLIS, MN | Previous registration |
| A••••••••• L••• | Other adviser | May 25, 2005 | Jul 7, 2009 | no | NEW YORK, NY | Previous registration |
| 8 |
| Firm change |
| Other |
| A••••••••• L••• | W•••• F•••• A••••••• | Jul 7, 2009 | Nov 18, 2011 | 864 | Firm change after gap | Other |