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Advisor at RBC CAPITAL MARKETS, LLC
Gibsonia, PA | SEWICKLEY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 30, 2017 | n/a | yes | SEWICKLEY, PA|Gibsonia, PA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 18, 2014 | Dec 11, 2017 | no | SEWICKLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Dec 11, 2017 | Nov 30, 2017 | -11 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:PA:2017-12-10 | Dec 11, 2017 | Nov 30, 2017 | SEWICKLEY, PA | Firm change |