DFX Intelligence

A••••• F•••••••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A••••• F•••••••• C••••••••• L••

CRD 333001

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:99c2276c-5d21-74ea-b8c1-0ce0c04a50ab

Data as of Sep 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2024 to Sep 19, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-131323
CRD: 333001

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• C•••• W••••••	Cco	E	yes	04/2024	Sep 19, 2024	Sep 19, 2024

Relationships

Controls (1)

← C•••••••• C•••• W••••••OwnerCCO, ownership code E, individual
Sep 19, 2024 to presentfactForm ADV

Dated events

Occurred
Sep 19, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99c2276c-5d21-74ea-b8c1-0ce0c04a50ab
First observed: Sep 19, 2024
Last observed: Sep 19, 2024 24 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.