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Advisor at ROOT FINANCIAL PARTNERS
New York, NY | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROOT FINANCIAL PARTNERS | Independent wealth | Aug 5, 2026 | n/a | yes | AUSTIN, TX|New York, NY | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 10, 2025 | Apr 9, 2026 | no | New York, NY|NEW YORK, NY | Previous registration |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Dec 16, 2024 | no | NEW YORK, NY | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 10, 2024 | Nov 14, 2024 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | ROOT FINANCIAL PARTNERS | Apr 9, 2026 | Aug 5, 2026 | 118 | Firm change | Ibd to RIA |
| LPL ENTERPRISE, LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 16, 2024 | Jan 10, 2025 | 25 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |