This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 28, 1995earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

6

Exams

S63|S66

First exam

Dec 28, 1995

First registration

Aug 31, 2006

Dual registered

yes, broker-dealer

Other names

H NOZOMI WARD|HOPE NOZOMI WARD|NOZOMI H WARD|H NOZOMI LAUGHY|NOZOMI LAUGHY|NOZOMI WARD

IAPD individual key

2484403

• Occurred

  Jan 13, 2023
  Advisor changed firm

  Nozomi Laughy left Ubs Financial Services Inc. for J.P. Morgan Securities Llc (registered 2024-04-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:99d6098e-3e95-da48-8ed8-4d3bf8f64a7b

First observed

Aug 31, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.