DFX Intelligence

J••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J••••••• C••••••

Advisor at T••••• A••••••• S•••••••• I•••

GOLDSBORO, NC

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Search this name across graphsid dfx:ria:99d8e449-4f69-35b0-eb0f-c6c83381c96f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 11, 2022	n/a	yes	GOLDSBORO, NC	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Nov 29, 2021	Jul 18, 2022	no	DURHAM, NC\|RALEIGH, NC\|WAKE FOREST, NC\|RALEIGH, NC\|CHAPEL HILL, NC\|DURHAM, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	T••••• A••••••• S•••••••• I•••	Jul 18, 2022	Jul 11, 2022	-7	Firm change	Ibd to ibd
T••••• A••••••• S•••••••• I•••	F•••• T•••• S••••••••• I•••	Nov 17, 2021	Nov 29, 2021

Relationships

Registered with (4)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Nov 17, 2021factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 29, 2021 to Jul 18, 2022factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Jul 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99d8e449-4f69-35b0-eb0f-c6c83381c96f
First observed: Dec 5, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.