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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RAYLIANT INVESTMENT RESEARCH

CRD 306119

WALNUT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99ddc21d-9544-55aa-a576-281565e39719

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 14
On other graphs: 0
Observed: Feb 10, 2020 to Jul 30, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $203MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 8
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 4
Custody, client assets: $0
SEC number: 801-118201
CRD: 306119
Filings on the tape: 17
First filed: Feb 10, 2020
Latest filed: Jul 30, 2026
Organised: Other (specify), CA
Website: rayliant.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Bowers, Michael, J	Director	Na	yes	05/2020	Mar 22, 2021	Feb 16, 2024
EAST WEST BANCORP INC	Owner	C	yes	08/2023	Sep 14, 2023	Feb 16, 2024
HSU, JASON	CHIEF INVESTMENT OFFICER	Na	yes	05/2020	Feb 10, 2020	Feb 16, 2024
HSU, JASON	Owner	D	yes	01/2020	Feb 10, 2020	Feb 16, 2024
RAYLIANT GLOBAL ADVISORS LTD	Owner	E	yes	05/2020	Feb 10, 2020	Feb 16, 2024
VERITAS LIBERABIT VOS, LLC	Owner	C	yes	01/2020	Feb 10, 2020	Feb 16, 2024
Beattie, Kimmy	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Feb 16, 2024	Feb 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HENDERSON ROWE LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$203M	$203M	21	8	3	n/a	n/a
2024	Apr 29, 2025	$168M	$168M	34	11	4	n/a	n/a
2023	Feb 16, 2024	$135M	$135M	21	16	0	n/a	n/a
2022	Mar 30, 2023	$169M	$169M	16	12	0	n/a	n/a
2021	Mar 31, 2022	$294M	$294M	16	12	0	n/a	n/a
2020	Mar 22, 2021	$223M	$223M	16	12	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$203M	$168M	21.4%	$169M	6.3%	21	34	3	4

Relationships

Controls (5)

← HSU, JASONOwnerOWNER, ownership code D, individual
Feb 10, 2020 to Feb 16, 2024factForm ADV
← Bowers, Michael, JOwnerDIRECTOR, ownership code NA, individual
Mar 22, 2021 to Feb 16, 2024factForm ADV
← EAST WEST BANCORP INCOwnerOWNER, ownership code C, domestic entity
Sep 14, 2023 to Feb 16, 2024factForm ADV
← RAYLIANT GLOBAL ADVISORS LTDOwnerOWNER, ownership code E, foreign entity
Feb 10, 2020 to Feb 16, 2024factForm ADV
← VERITAS LIBERABIT VOS, LLCOwnerOWNER, ownership code C, domestic entity
Feb 10, 2020 to Feb 16, 2024factForm ADV

Owns (1)

← Beattie, KimmyOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 16, 2024 to Feb 16, 2024factForm ADV

Dated events

Occurred
Feb 16, 2024
Control person left
Allan Matthew Bowers (Chief Compliance Officer) no longer on Schedule A of Rayliant Investment Research (listed 2024-01-03, absent 2024-02-16)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2024
Control person left
Beth Dara Biederman (Chief Compliance Officer) no longer on Schedule A of Rayliant Investment Research (listed 2023-09-14, absent 2024-01-03)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2023
Control person left
Vivek Viswanathan (Chief Executive Officer/Director) no longer on Schedule A of Rayliant Investment Research (listed 2023-03-30, absent 2023-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2023
Control person left
Andrew Jeffrey Smith (Chief Compliance Officer) no longer on Schedule A of Rayliant Investment Research (listed 2023-03-30, absent 2023-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2023
Control person joined
Beth Dara Biederman (Chief Compliance Officer) appeared on Schedule A of Rayliant Investment Research
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
Rayliant Investment Research reported RAUM $169.3M, down 42% from $293.9M (2022-08-16 to 2023-03-30)
Form ADVobserved 6 days ago
$-125M
Occurred
Mar 31, 2022
Control person joined
Andrew Jeffrey Smith (Chief Compliance Officer) appeared on Schedule A of Rayliant Investment Research
Form ADVobserved 6 days ago
Occurred
Mar 22, 2021
Control person joined
Vivek Viswanathan (Chief Executive Officer/Director) appeared on Schedule A of Rayliant Investment Research
Form ADVobserved 6 days ago
Occurred
Mar 22, 2021
Control person joined
J Michael Bowers (Director) appeared on Schedule A of Rayliant Investment Research
Form ADVobserved 6 days ago
Occurred
Nov 12, 2020
Control person left
Wei Kien Ooi (Chief Compliance Officer) no longer on Schedule A of Rayliant Investment Research (listed 2020-07-16, absent 2020-11-12)
Form ADVobserved 6 days ago
Occurred
Nov 12, 2020
Control person joined
Allan Matthew Bowers (Chief Compliance Officer) appeared on Schedule A of Rayliant Investment Research
Form ADVobserved 6 days ago
Occurred
May 13, 2020
Succession filed (Item 4)
Rayliant Asset Management Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
May 13, 2020
Control person joined
Wei Kien Ooi (Chief Compliance Officer) appeared on Schedule A of Rayliant Investment Research
Form ADVobserved 6 days ago
Occurred
Feb 10, 2020
First Form ADV filing
Rayliant Asset Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99ddc21d-9544-55aa-a576-281565e39719
First observed: Feb 10, 2020
Last observed: Jul 30, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAYLIANT INVESTMENT RESEARCH

CRD 306119

WALNUT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99ddc21d-9544-55aa-a576-281565e39719

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Bowers, Michael, J

Director

yes

05/2020

Mar 22, 2021

Feb 16, 2024

EAST WEST BANCORP INC

Owner

yes

08/2023

Sep 14, 2023

Feb 16, 2024

HSU, JASON

CHIEF INVESTMENT OFFICER

yes

05/2020

Feb 10, 2020

Feb 16, 2024

HSU, JASON

Owner

yes

01/2020

Feb 10, 2020

Feb 16, 2024

RAYLIANT GLOBAL ADVISORS LTD

Owner

yes

05/2020

Feb 10, 2020

Feb 16, 2024

VERITAS LIBERABIT VOS, LLC

Owner

yes

01/2020

Feb 10, 2020

Feb 16, 2024

Beattie, Kimmy

CHIEF COMPLIANCE OFFICER

01/2024

Feb 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HENDERSON ROWE LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$203M

n/a

2024

Apr 29, 2025

$168M

n/a

2023

Feb 16, 2024

$135M

n/a

2022

Mar 30, 2023

$169M

n/a

2021

Mar 31, 2022

$294M

n/a

2020

Mar 22, 2021

$223M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$203M

$168M

21.4%

$169M

6.3%