Y••••• L••

Advisor at W•••• F•••• A•••••••

SAN CARLOS, CA | PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99e6e9a6-f5c4-64a3-cbd2-295d7e817969

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 30, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 21, 2025	n/a	yes	SAN CARLOS, CA\|PALO ALTO, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 14, 2024	Aug 11, 2025	no	SAN JOSE, CA\|San Jose, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Aug 11, 2025	Aug 21, 2025	10	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	J••• M••••• S••••••••• L••	Jun 6, 2024	Jun 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:CA:2025-08-08	Aug 11, 2025	Aug 21, 2025	SAN JOSE, CA	Firm change
19616:79:CA:2024-05-31	Jun 6, 2024	Jun 14, 2024	LOS GATOS, CA	Firm change

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 30, 2022 to Jun 6, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 14, 2024 to Aug 11, 2025factForm ADV

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99e6e9a6-f5c4-64a3-cbd2-295d7e817969
First observed: Sep 30, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.