DFX Intelligence

O••••• D••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

O••••• D••••• P••••

Advisor at C••• L••

Atlanta, GA | OMAHA, NE

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Search this name across graphsid dfx:ria:99e7e823-0704-8b94-6cef-02e25ec77ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 2, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Aug 17, 2026	n/a	yes	OMAHA, NE\|Atlanta, GA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jun 13, 2025	Aug 20, 2026	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	C••• L••	Aug 20, 2026	Aug 17, 2026	-3	Firm change	Other
C••••• I••••••••• A••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Apr 30, 2025	Jun 13, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:155344:GA:2026-08-17	Aug 20, 2026	Aug 17, 2026	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ C••• L••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 13, 2025 to Aug 20, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 27, 2024 to Apr 30, 2025factForm ADV
→ T•••• S••••••••• L••

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 18, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99e7e823-0704-8b94-6cef-02e25ec77ce8
First observed: Mar 2, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.