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M••••• W••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

M••••• W••••• S••••••••• L••

CRD 291032

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99f0d3a2-4a64-6cbe-7a89-cacc5026742f

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2026 to Feb 27, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 10
High net worth clients: 10
CRD: 291032

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• D••••• S•••••••	n/a	GREENVILLE, SC	8	13	2	no
L•••• D•••• D•••••	Certified Financial Planner	GREENVILLE, SC	8	14

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••• S••••••••• L••	2	Jan 22, 2018	Jan 29, 2018	GREENVILLE, SC	Team lift out	Other	0.2%

Relationships

Registered with (2)

← L•••• D••••• S•••••••Advisorregistration: current employment
Jan 29, 2018 to presentfactForm ADV
← L•••• D•••• D•••••Advisorregistration: current employment
Jan 29, 2018 to presentfactForm ADV

Moved with (1)

← E•••• S••••••••• L••Registered adviser2 advisors, team lift out, same day
Jan 22, 2018 to Jan 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99f0d3a2-4a64-6cbe-7a89-cacc5026742f
First observed: Feb 27, 2026
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.