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Advisor at MORGAN STANLEY
New York, NY | Wall Township, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 11, 2021 | n/a | yes | Wall Township, NJ|New York, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 22, 2011 | Jun 16, 2021 | no | NEW YORK, NY|DENVER, CO|Wall Township, NJ | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Jan 21, 2009 | Oct 6, 2011 | no | NEW YORK, NY | Previous registration |
| LEHMAN BROTHERS INC. | n/a | Feb 13, 2008 | Oct 15, 2008 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jun 16, 2021 | Jun 11, 2021 | -5 | Firm change | Wirehouse to wirehouse |
| BARCLAYS CAPITAL INC. | J.P. MORGAN SECURITIES LLC | Oct 6, 2011 | Sep 22, 2011 | -14 | Firm change | Other |
| LEHMAN BROTHERS INC. | BARCLAYS CAPITAL INC. | Oct 15, 2008 | Jan 21, 2009 | 98 | Bulk transfer | Other |