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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Scott Aron Miller

Advisor at EDWARD JONES

Maryland Heights, MO

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Search this name across graphsid dfx:ria:99f7dc0a-cd7f-dedb-c13f-cab2e95dc9f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 15, 2006
First registration: Sep 14, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4909950

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jan 8, 2025	n/a	yes	Maryland Heights, MO	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 11, 2011	Nov 20, 2024	no	Phoenix, AZ\|Spokane, WA\|Scottsdale, AZ\|West Des Moines, IA\|Chicago, IL\|Phoenix, AZ\|Clayton, MO\|Lone Tree, CO\|Leawood, KS\|Schaumburg, IL\|Lone Tree, CO\|Clayton, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Sep 6, 2011	no	ST. LOUIS, MO\|CLAYTON, MO\|BRENTWOOD, MO\|CLAYTON, MO	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Oct 26, 2009	Nov 13, 2009	no	CLAYTON, MO\|MAPLEWOOD, MO\|BRENTWOOD, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 14, 2008	Sep 23, 2009	no	ST. LOUIS, MO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 18, 2008	Aug 22, 2008	no	CHESTERFIELD, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 14, 2006	Jan 31, 2008	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	EDWARD JONES	Nov 20, 2024	Jan 8, 2025	49	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	CHARLES SCHWAB & CO., INC.	Sep 6, 2011	Oct 11, 2011	35	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	NATCITY INVESTMENTS, INC.	Sep 23, 2009	Oct 26, 2009	33	Firm change	Other
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 22, 2008	Aug 14, 2008	-8	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Jan 31, 2008	Jan 18, 2008	-13	Firm change	Other

Relationships

Registered with (7)

→ EDWARD JONESRegistered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 11, 2011 to Nov 20, 2024factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Sep 6, 2011factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 26, 2009 to Nov 13, 2009factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 14, 2008 to Sep 23, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 18, 2008 to Aug 22, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 14, 2006 to Jan 31, 2008factForm ADV

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
Scott Aron Miller left Charles Schwab & Co., Inc. for Edward Jones (registered 2025-01-08)
Form ADVobserved 4 days ago