DFX Intelligence

R••••• E••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

R••••• E••• C•••••••

Advisor at I••••••••• C••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:99f95cac-085e-90be-04e3-7f790d631171

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 25, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• C••••••• L••	Independent wealth	May 2, 2023	n/a	yes	HOUSTON, TX\|Houston, TX\|Nashville, TN	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 25, 1995	Sep 15, 2011	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	I••••••••• C••••••• L••	Sep 15, 2011	May 2, 2023	4,247	Firm change after gap	Other

Relationships

Registered with (2)

→ I••••••••• C••••••• L••Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 25, 1995 to Sep 15, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99f95cac-085e-90be-04e3-7f790d631171
First observed: Jul 25, 1995
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.