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Advisor at ADVISER ALLIANCE, LLC
BOARDMAN, OH | HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISER ALLIANCE, LLC | State registered | Sep 13, 2018 | n/a | yes | HUDSON, OH|BOARDMAN, OH | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Aug 29, 2007 | Jul 17, 2018 | no | BOARDMAN, OH|HUDSON, OH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 1, 2005 | Mar 12, 2007 | no | INDEPENDENCE, OH|INDEPENDENCE, OH | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Mar 27, 2002 | Jun 1, 2005 | no | INDEPENDENCE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | ADVISER ALLIANCE, LLC | Jul 17, 2018 | Sep 13, 2018 | 58 | Firm change | Ibd to state RIA |
| EQUITABLE ADVISORS, LLC | CETERA ADVISORS LLC | Mar 12, 2007 | Aug 29, 2007 | 170 | Firm change | Other |
| MONY SECURITIES CORPORATION | EQUITABLE ADVISORS, LLC | Jun 1, 2005 | Jun 1, 2005 | 0 | Bulk transfer | Other |