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Advisor at CETERA INVESTMENT ADVISERS LLC
Lutz, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 1, 2026 | n/a | yes | Lutz, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 1, 2026 | n/a | yes | Lutz, FL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 18, 2004 | n/a | yes | Lutz, FL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 18, 2004 | Sep 14, 2026 | no | Lutz, FL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 1, 1993 | Dec 16, 2004 | no | NEW PORT RICHEY, FL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 1, 1993 | Dec 16, 2004 | no | NEW PORT RICHEY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | CETERA INVESTMENT ADVISERS LLC | Sep 14, 2026 | Sep 1, 2026 | -13 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | COMMONWEALTH FINANCIAL NETWORK | Dec 16, 2004 | Aug 18, 2004 | -120 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:105644:FL:2026-09-14 | Sep 14, 2026 | Sep 1, 2026 | LUTZ, FL | Firm change |