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M•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M•••• M•••••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Grand Rapids, MI

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Search this name across graphsid dfx:ria:9a26636f-70eb-33c1-8424-a24f16f4696b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jul 24, 2024	n/a	yes	GREENWOOD VILLAGE, CO\|Grand Rapids, MI	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Oct 8, 2020	Mar 30, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	E•••••• A••••••• G••••• L••	Mar 30, 2023	Jul 24, 2024	482	Firm change after gap	Ibd to ibd
P•••••••• S••••••••• I•••	C••• B•••••••• S•••••••• I•••	Sep 24, 2020

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 24, 2024 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 8, 2020 to Mar 30, 2023factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2020 to Sep 24, 2020factForm ADV

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
M•••• M••••••••• left C••• B•••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-07-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a26636f-70eb-33c1-8424-a24f16f4696b
First observed: Jan 29, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.