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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

BRADFORD BERGH NICHOLS

Advisor at NEFPG

BURLINGTON, MA

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Search this name across graphsid dfx:ria:9a2c5d91-f7a2-d83f-7b3f-3db86eb08e93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEFPG
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 10, 1995
First registration: Mar 5, 2003
Dual registered: yes, broker-dealer
Other names: BRAD NICHOLS
IAPD individual key: 2624137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Nefpg	Independent wealth	Dec 20, 2018	n/a	yes	BURLINGTON, MA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 6, 2009	Jul 16, 2020	no	BURLINGTON, MA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 19, 2004	Jun 20, 2007	no	ATLANTA, GA\|Atlanta, GA\|ATLANTA, GA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jun 24, 2003	Nov 7, 2003	no	ATLANTA, GA	Previous registration
CHOREO, LLC	Independent wealth	Mar 5, 2003	Jun 25, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nefpg	Jul 16, 2020	Dec 20, 2018	-574	Firm change after gap	Ibd to RIA
MML INVESTORS SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 20, 2007	Apr 6, 2009	656	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	MML INVESTORS SERVICES, LLC	Nov 7, 2003	Oct 19, 2004	347	Firm change	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jun 25, 2003	Jun 24, 2003	-1	Bulk transfer	Other

Relationships

Registered with (5)

→ NEFPGRegistered adviserregistration: current employment
Dec 20, 2018 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 6, 2009 to Jul 16, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 19, 2004 to Jun 20, 2007factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 24, 2003 to Nov 7, 2003factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Mar 5, 2003 to Jun 25, 2003factForm ADV

Dated events

No dated event names this entity yet.