DFX Intelligence

J••• W•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••• W•••••• R•••

Advisor at A•••• • A••••••• G••••• P•••••••

WESTPORT, CT | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a370986-8cc8-2cbc-2733-dbed5a69b0c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• • A••••••• G••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• • A••••••• G••••• P•••••••	Independent wealth	Jun 28, 2020	n/a	yes	New York, NY\|WESTPORT, CT	Current employment
S•••••• C•••••• P•••••• W••••• M••••••••• L••	State registered	May 1, 2019	Jul 10, 2020	no	NEW YORK, NY\|WESTPORT, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• P•••••• W••••• M••••••••• L••	A•••• • A••••••• G••••• P•••••••	Jul 10, 2020	Jun 28, 2020	-12	Firm change	Other
M••••••••• A•••••••• L•••	S•••••• C•••••• P•••••• W••••• M••••••••• L••	Mar 15, 2019	May 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
154632:8361:CT:2020-07-10	Jul 10, 2020	Jun 28, 2020	WESTPORT, CT	Firm change
170847:154632:NY:2019-03-11	Mar 15, 2019	May 1, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: current employment
Jun 28, 2020 to presentfactForm ADV
→ S•••••• C•••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 1, 2019 to Jul 10, 2020factForm ADV
→ M••••••••• A•••••••• L•••Registered adviserregistration: previous registration
Nov 27, 2017 to Mar 15, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a370986-8cc8-2cbc-2733-dbed5a69b0c6
First observed: Nov 27, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.