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D•••••• R•• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant40 years in industry

D•••••• R•• T•••••

Advisor at T••••• F•••••••• G••••

MONTGOMERY, AL

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Search this name across graphsid dfx:ria:9a379ada-534b-c037-fe90-6ffa7965d1b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• F•••••••• G••••	Independent wealth	Sep 25, 2018	n/a	yes	MONTGOMERY, AL	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Oct 31, 2008	Sep 27, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	T••••• F•••••••• G••••	Sep 27, 2018	Sep 25, 2018	-2	Firm change	Ibd to RIA
A••••••• G•••••• S••••••••• I•••••••••	S•••••••• F••••••••• I•••	Oct 31, 2008

Relationships

Registered with (3)

→ T••••• F•••••••• G••••Registered adviserregistration: current employment
Sep 25, 2018 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2008 to Sep 27, 2018factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
Oct 24, 2000 to Oct 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a379ada-534b-c037-fe90-6ffa7965d1b9
First observed: Oct 24, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.