This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INTEGRATED WEALTH CONCEPTS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

May 1, 2002

First registration

Jul 23, 2002

Dual registered

no

IAPD individual key

4496197

• Occurred

  Jan 8, 2026
  Advisor changed firm

  James David Norton left Keating Financial Advisory Services for Raymond James Financial Services Advisors, Inc (registered 2009-01-02)

  Form ADVobserved 5 days ago
• Occurred

  Jul 1, 2025
  Advisor changed firm

  James David Norton left Raymond James Financial Services Advisors, Inc for Integrated Wealth Concepts Llc (registered 2026-01-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9a3b9e20-690f-50a5-979e-c09e1d6dceb3

First observed

Jul 23, 2002

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.