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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

BRICKELL KEY ASSET MANAGEMENT LIMITED

CRD 170675

ST. PETER PORT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a3f17d6-ecba-dbce-2c94-d7c45db777f8

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 2
Observed: Jun 30, 2015 to Mar 24, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brickell Key Asset Management Limited

Private equity manager · shared crd

Venture Capitalidentity

Brickell Key Asset Management Limited

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $120MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $120M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
SEC number: 801-100508
CRD: 170675
Filings on the tape: 20
First filed: Jun 30, 2015
Latest filed: Mar 24, 2026
Organised: Corporation
Website: bkaml.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BRICKELL KEY INVESTMENTS LP	Private Equity Fund	$142M	Aug 9, 2024	2	Mar 30, 2015	reported	n/a
JURIDICA INVESTMENTS LIMITED	Private Equity Fund	$7.6M	Nov 5, 2021	100	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRICKELL CAPITAL MANAGEMENT, LLC	SOLE SHAREHOLDER	E	yes	07/2024	Aug 9, 2024	Aug 9, 2024
BROADWATER, MARK, HAMPTON	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 30, 2016	Aug 9, 2024
ELDER, ANDREW, STEPHEN	Director	Na	yes	05/2014	Jun 30, 2015	Aug 9, 2024
WHITE, PATRICIA, COLETTE	Director	Na	yes	08/2013	Jun 30, 2015	Aug 9, 2024
YUEN, BILLY, HONG SHUN	Member	E	yes	07/2024	Jun 30, 2015	Aug 9, 2024
YUEN, BILLY, HONG SHUN	Director	Na	yes	07/2024	Jun 30, 2015	Aug 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRICKELL KEY ASSET MANAGEMENT LLC	n/a	Asset manager	$120M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charleston	Sc	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$120M	$120M	6	6	1	1	n/a
2024	Mar 24, 2025	$130M	$130M	6	6	1	1	n/a
2023	Mar 26, 2024	$142M	$142M	11	11	1	1	$142M
2022	Mar 29, 2023	$159M	$159M	11	10	3	1	$159M
2021	Mar 23, 2022	$205M	$205M	12	12	3	1	$205M
2020	Mar 23, 2021	$184M	$184M	11	11	3	2	$184M
2019	Mar 18, 2020	$188M	$181M	11	11	3	2	$188M
2018	Mar 27, 2019	$210M	$200M	11	11	2	2	$210M
2017	Mar 29, 2018	$189M	$172M	10	8	2	2	$189M
2016	Mar 28, 2017	$203M	$175M	10	8	n/a	2	$455M
2015	Mar 30, 2016	$280M	$150M	10	8	n/a	2	$280M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$120M	$130M	-7.8%	$159M	-8.9%	6	6	1	1

Relationships

Affiliated with (2)

→ BRICKELL KEY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← BRICKELL KEY ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ BRICKELL KEY INVESTMENTS LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ JURIDICA INVESTMENTS LIMITEDPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Nov 5, 2021factForm ADV

Controls (5)

← YUEN, BILLY, HONG SHUNOwnerMEMBER, ownership code E, individual
Jun 30, 2015 to Aug 9, 2024factForm ADV
← WHITE, PATRICIA, COLETTEOwnerDIRECTOR, ownership code NA, individual
Jun 30, 2015 to Aug 9, 2024factForm ADV
← ELDER, ANDREW, STEPHENOwnerDIRECTOR, ownership code NA, individual
Jun 30, 2015 to Aug 9, 2024factForm ADV
← BROADWATER, MARK, HAMPTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2016 to Aug 9, 2024factForm ADV
← BRICKELL CAPITAL MANAGEMENT, LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Aug 9, 2024 to Aug 9, 2024factForm ADV

Dated events

Occurred
Aug 9, 2024
Control person left
Joseph John Sicilian (Chief Investment Officer And Director) no longer on Schedule A of Brickell Key Asset Management Limited (listed 2024-03-26, absent 2024-08-09)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Control person joined
Hong Shun Billy Yuen (Director) appeared on Schedule A of Brickell Key Asset Management Limited
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person left
Hong Shun Billy Yuen (Chief Executive Officer And Risk Officer Of Relying Adviser) no longer on Schedule A of Brickell Key Asset Management Limited (listed 2022-03-23, absent 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2020
Control person left
W. Richard Fields (Director And Chairman Of The Board Of Registrant) no longer on Schedule A of Brickell Key Asset Management Limited (listed 2019-03-27, absent 2020-03-18)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2015
First Form ADV filing
Juridica Asset Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a3f17d6-ecba-dbce-2c94-d7c45db777f8
First observed: Jun 30, 2015
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRICKELL KEY ASSET MANAGEMENT LIMITED

CRD 170675

ST. PETER PORT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a3f17d6-ecba-dbce-2c94-d7c45db777f8

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BRICKELL KEY INVESTMENTS LP

Private Equity Fund

$142M

Aug 9, 2024

Mar 30, 2015

reported

n/a

JURIDICA INVESTMENTS LIMITED

Private Equity Fund

$7.6M

Nov 5, 2021

100

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRICKELL CAPITAL MANAGEMENT, LLC

SOLE SHAREHOLDER

yes

07/2024

Aug 9, 2024

BROADWATER, MARK, HAMPTON

CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 30, 2016

Aug 9, 2024

ELDER, ANDREW, STEPHEN

Director

yes

05/2014

Jun 30, 2015

Aug 9, 2024

WHITE, PATRICIA, COLETTE

Director

yes

08/2013

Jun 30, 2015

Aug 9, 2024

YUEN, BILLY, HONG SHUN

Member

yes

07/2024

Jun 30, 2015

Aug 9, 2024

YUEN, BILLY, HONG SHUN

Director

yes

07/2024

Jun 30, 2015

Aug 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRICKELL KEY ASSET MANAGEMENT LLC

n/a

Asset manager

$120M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Charleston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$120M

n/a

2024

Mar 24, 2025

$130M

n/a

2023

Mar 26, 2024

$142M

2022

Mar 29, 2023

$159M

2021

Mar 23, 2022

$205M

2020

Mar 23, 2021

$184M

2019

Mar 18, 2020

$188M

$181M

$188M

2018

Mar 27, 2019

$210M

$200M

$210M

2017

Mar 29, 2018

$189M

$172M

$189M

2016

Mar 28, 2017

$203M

$175M

n/a

$455M

2015

Mar 30, 2016

$280M

$150M

n/a

$280M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$120M

$130M

-7.8%

$159M

-8.9%