DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 6857
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• J•••••• M••••• | Certified Financial Planner | STAMFORD, CT | 11 | 31 | 1 | yes |
| J••• J•• H••• | Chartered Financial Analyst | STAMFORD, CT | 11 | 23 | 1 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| T•• P•••••••• L•• | Hedge Fund | $432M | Jun 29, 2026 | 74 | Mar 16, 2012 | reported | 021-128743 |
| T•••••• B••••• I••••••••• V•••• F••• •••• | Other Private Fund | $207M | Jun 29, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••••• M••••••• G••••• I••• | MANAGING MEMBER | E | yes | 12/2012 | Mar 16, 2012 | Dec 24, 2024 |
| A•• T••• L•• | MANAGING MEMBER | E | yes | 12/2012 | Mar 1, 2013 | Dec 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•• F•••• L•• | n/a | Asset manager | $18B | N | yes | n/a |
| A•• D••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PALM BEACH | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.1B | $7.3B | -1.9% | $8.9B | -7.1% | 39 | 41 | 1 | 1 |
| yes |
| P•••• N•• O•••••• | n/a | STAMFORD, CT | 11 | 25 | 1 | no |
| R•••• R•••••••• D• B••• | n/a | STAMFORD, CT | LONDON | 11 | 34 | 1 | yes |
| R••••• Q•••••• W•••••• | n/a | STAMFORD, CT | 11 | 28 | n/a | yes |
| T••••• H••••• S•••••• | n/a | STAMFORD, CT | 11 | 28 | n/a | no |
| J••• D•••••• S••••• | n/a | STAMFORD, CT | 11 | 36 | 1 | yes |
| F•••• H••• H••••••• | Chartered Financial Analyst | STAMFORD, CT | 11 | 28 | n/a | yes |
| A•••• A••••• E•••• | n/a | STAMFORD, CT | 3 | 10 | n/a | no |
| 42 |
| Mar 30, 2015 |
| reported |
| n/a |
| T•••••• B••••• I••••••••• V•••• F••• ••••• | Other Private Fund | $120M | Jun 29, 2026 | 60 | Mar 30, 2015 | reported | n/a |
| T•••••• B••••• I••••••••• P••••••• L•• | Hedge Fund | $106M | Jun 29, 2026 | 22 | Mar 16, 2012 | reported | 021-128652 |
| V••••••••• P•••••••• L•• | Hedge Fund | $92.9M | Jun 29, 2026 | 33 | Mar 16, 2012 | reported | 021-128747 |
| T•••••• B••••• V•••• F••• •••• | Other Private Fund | $59.7M | Jun 29, 2020 | 31 | Mar 30, 2015 | dropped | n/a |
| G••••• I•••••••• V•••• F••• L•••••• | Hedge Fund | $43.1M | Jul 14, 2021 | 37 | Mar 30, 2015 | dropped | n/a |
| T•••••• B••••• G••••• H••• D••••••• V•••• F••• | Other Private Fund | $8.0M | Jun 29, 2026 | 20 | Mar 30, 2015 | reported | n/a |
| T•••••• B••••• G••••• H••• D••••••• P••••••• L•• | Hedge Fund | $7.1M | Jun 29, 2026 | 8 | Mar 16, 2012 | reported | 021-92464 |
| MEMBER OF MANAGEMENT COMMITTEE |
| Na |
| yes |
| 06/2024 |
| Jul 23, 2024 |
| Dec 24, 2024 |
| H•••• J•••• J•• | MEMBER OF MANAGEMENT COMMITTEE | Na | yes | 01/2021 | Mar 29, 2021 | Dec 24, 2024 |
| M•••••• J••••• J•••••• | MEMBER OF MANAGEMENT COMMITTEE | Na | yes | 06/2024 | Jul 23, 2024 | Dec 24, 2024 |
| S••••••• T•••••• H••••• | MEMBER OF MANAGEMENT COMMITTEE | Na | yes | 10/1997 | Mar 16, 2012 | Dec 24, 2024 |
| S•••••• J•••• D•••••• | MEMBER OF MANAGEMENT COMMITTEE | A | yes | 10/1997 | Mar 16, 2012 | Dec 24, 2024 |
| W••••••• R•••••• Q•••••• | MEMBER OF MANAGEMENT COMMITTEE | Na | yes | 10/1997 | Mar 16, 2012 | Dec 24, 2024 |
| A•••••• L••••• J••• | CHIEF COMPLIANCE OFFICER | Na | no | 10/2024 | Oct 22, 2024 | Dec 24, 2024 |
| F•••• G•••• C••••••••• | CHIEF OPERATIONS OFFICER | Na | no | 04/1999 | Mar 16, 2012 | Dec 24, 2024 |
| Mar 30, 2026 |
| $7.1B |
| $7.1B |
| 39 |
| 11 |
| 1 |
| 7 |
| n/a |
| 2024 | Mar 28, 2025 | $7.3B | $7.3B | 41 | 11 | 1 | 7 | n/a |
| 2023 | Mar 28, 2024 | $8.9B | $8.9B | 42 | 11 | 1 | 7 | $900M |
| 2022 | Mar 30, 2023 | $8.9B | $8.9B | 41 | 11 | 1 | 7 | $832M |
| 2021 | Mar 31, 2022 | $13B | $13B | 42 | 12 | 1 | 7 | $947M |
| 2020 | Mar 29, 2021 | $12B | $12B | 44 | 12 | 1 | 8 | $919M |
| 2019 | Mar 30, 2020 | $15B | $15B | 46 | 13 | 1 | 9 | $1.1B |
| 2018 | Mar 29, 2019 | $15B | $15B | 48 | 13 | 1 | 9 | $1.2B |
| 2017 | Mar 29, 2018 | $19B | $19B | 47 | 13 | 1 | 9 | $1.4B |
| 2016 | Mar 31, 2017 | $17B | $17B | 47 | 13 | n/a | 9 | $1.4B |
| 2015 | Mar 29, 2016 | $18B | $18B | 46 | 12 | n/a | 9 | $1.4B |
| 2014 | Mar 30, 2015 | $21B | $21B | 47 | 13 | n/a | 9 | $2.0B |
| 2013 | Mar 25, 2014 | $21B | $21B | 46 | 13 | n/a | 4 | $730M |
| 2012 | Mar 1, 2013 | $16B | $16B | 48 | 14 | n/a | 4 | $595M |
| 2011 | Mar 16, 2012 | $13B | $13B | n/a | n/a | n/a | 4 | $480M |