DFX Intelligence

L••••••• P••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

L••••••• P••• M••••••

Advisor at H••••••• F•••••• L••

Lakeland, FL | NINOLE, HI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F•••••• L••	Independent wealth	Jan 21, 2026	n/a	yes	Lakeland, FL\|NINOLE, HI	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	Sep 27, 2011	Oct 20, 2023	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	H••••••• F•••••• L••	Oct 20, 2023	Jan 21, 2026	824	Firm change after gap	Other
E•••••••• A•••••••• L••	E•••• • Y•••• I••••••••• A••••••• L••	Jan 26, 2007	Sep 27, 2011

Relationships

Registered with (3)

→ H••••••• F•••••• L••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 27, 2011 to Oct 20, 2023factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2006 to Jan 26, 2007factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 30, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.