DFX Intelligence

P•••••• D••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant22 years in industry

P•••••• D••••• J••••••

Advisor at A••• A••••••• P•••••••

Fort Collins, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:9a4618ee-5d68-5be8-f0d1-e6355750ef8d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	May 7, 2007	n/a	yes	NEW YORK, NY\|Fort Collins, CO	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Jul 18, 2005	Apr 23, 2007	no	CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN\|LOOKOUT MOUNTAIN, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	A••• A••••••• P•••••••	Apr 23, 2007	May 7, 2007	14	Firm change	Other

Relationships

Registered with (2)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
May 7, 2007 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2005 to Apr 23, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a4618ee-5d68-5be8-f0d1-e6355750ef8d
First observed: Jul 18, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.