D•••• R••

Advisor at D•• W••••• M•••••••••

PALM SPRINGS, CA

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Search this name across graphsid dfx:ria:9a53c240-0dd8-1841-9afd-0eeef16210a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• W••••• M•••••••••	State registered	Sep 11, 2017	n/a	yes	PALM SPRINGS, CA	Current employment
T•••••• C••••••• I•••	Independent wealth	Jan 13, 2016	Oct 20, 2017	no	Torrance, CA\|IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C••••••• I•••	D•• W••••• M•••••••••	Oct 20, 2017	Sep 11, 2017	-39	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	T•••••• C••••••• I•••	Jun 13, 2017	Jan 13, 2016

Relationships

Registered with (3)

→ D•• W••••• M•••••••••Registered adviserregistration: current employment
Sep 11, 2017 to presentfactForm ADV
→ T•••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2016 to Oct 20, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Sep 8, 2004 to Jun 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a53c240-0dd8-1841-9afd-0eeef16210a6
First observed: Sep 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.