DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

Granthem James Beck

Advisor at ANNEX WEALTH MANAGEMENT, LLC

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a5665ea-d27e-0041-5f30-7097b28a01e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANNEX WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Mar 29, 2019
First registration: May 8, 2019
Dual registered: no
IAPD individual key: 7036548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANNEX WEALTH MANAGEMENT, LLC	Independent wealth	Jan 13, 2026	n/a	yes	BROOKFIELD, WI	Current employment
LIBERTY FINANCIAL GROUP, INC.	Independent wealth	Feb 24, 2023	May 21, 2026	no	ELM GROVE, WI	Previous registration
CURI CAPITAL, LLC	Independent wealth	Sep 4, 2019	Sep 26, 2022	no	Milwaukee, WI\|CHICAGO, IL	Previous registration
5C CAPITAL MANAGEMENT, LLC	Independent wealth	May 8, 2019	Jul 18, 2019	no	WOODCLIFF LAKE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIBERTY FINANCIAL GROUP, INC.	ANNEX WEALTH MANAGEMENT, LLC	May 21, 2026	Jan 13, 2026	-128	Firm change after gap	RIA to RIA
CURI CAPITAL, LLC	LIBERTY FINANCIAL GROUP, INC.	Sep 26, 2022	Feb 24, 2023	151	Firm change	RIA to RIA
5C CAPITAL MANAGEMENT, LLC	CURI CAPITAL, LLC	Jul 18, 2019	Sep 4, 2019	48	Firm change	RIA to RIA

Relationships

Registered with (4)

→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ LIBERTY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 24, 2023 to May 21, 2026factForm ADV
→ CURI CAPITAL, LLCRegistered adviserregistration: previous registration
Sep 4, 2019 to Sep 26, 2022factForm ADV
→ 5C CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 8, 2019 to Jul 18, 2019factForm ADV

Dated events

Occurred
May 21, 2026
Advisor changed firm
Granthem James Beck left Liberty Financial Group, Inc. for Annex Wealth Management, Llc (registered 2026-01-13)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
Advisor changed firm
Granthem James Beck left Curi Capital, Llc for Liberty Financial Group, Inc. (registered 2023-02-24)
Form ADVobserved 6 days ago