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RIA / WealthAdvisor39 years in industry

JOSEPH BAYLESS

Advisor at STERLING FINANCIAL ADVISORS, LLC

OMAHA, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 22, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STERLING FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 15, 1986
First registration: Oct 22, 1997
Dual registered: no
Other names: JOE BAYLESS
IAPD individual key: 1584624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STERLING FINANCIAL ADVISORS, LLC	Independent wealth	Jan 4, 2022	n/a	yes	OMAHA, NE	Current employment
OMAHA WEALTH MANAGEMENT, LLC	n/a	Jul 1, 2016	Dec 31, 2021	no	OMAHA, NE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 23, 2010	Aug 2, 2016	no	OMAHA, NE\|OMAHA, NE	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 21, 2010	no	Omaha, NE	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 22, 1997	Jun 1, 2009	no	OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OMAHA WEALTH MANAGEMENT, LLC	STERLING FINANCIAL ADVISORS, LLC	Dec 31, 2021	Jan 4, 2022	4	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OMAHA WEALTH MANAGEMENT, LLC	Aug 2, 2016	Jul 1, 2016	-32	Firm change after gap	Other
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 21, 2010	Jul 23, 2010	2	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
284329:107783:NE:2021-12-31	Dec 31, 2021	Jan 4, 2022	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ STERLING FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ OMAHA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 1, 2016 to Dec 31, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 23, 2010 to Aug 2, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 21, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 22, 1997 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.