DFX Intelligence

F•••••••• J•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)49 years in industry

F•••••••• J•••• P•••••••

Advisor at J• K• R• • C••••••• I•••

VAN NUYS, CA | Laguna Niguel, CA

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Search this name across graphsid dfx:ria:9a7b3f67-851c-2c91-3b70-3319fa1019f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• K• R• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1977earliest registration or exam on IAPD
Years in industry: 49derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• K• R• • C••••••• I•••	Independent wealth	Sep 1, 2023	n/a	yes	VAN NUYS, CA\|Laguna Niguel, CA	Current employment
W••••••••• R••••••••• A•••••••	Institutional manager	Sep 5, 2023	Oct 20, 2023	no	ALISO VIEJO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• R••••••••• A•••••••	n/a	Oct 20, 2023	n/a	n/a	Departure no registered destination	Departure
W••••••••• R••••••••• A•••••••	J• K• R• • C••••••• I•••	Sep 5, 2023	Sep 1, 2023	-4

Relationships

Registered with (7)

→ J• K• R• • C••••••• I•••Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ W••••••••• R••••••••• A•••••••Registered adviserregistration: previous registration
Sep 5, 2023 to Oct 20, 2023factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2016 to Dec 12, 2016factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Oct 20, 2023
A•••••• departure
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 5, 2023
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a7b3f67-851c-2c91-3b70-3319fa1019f5
First observed: Apr 30, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.