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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

WIZEST INC.

CRD 315156

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a828c7c-11e3-bbe6-b39a-b8eda9cea39e

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Jul 14, 2021 to Mar 5, 2025
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $52,017Item 5.F on the latest filing (2025-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $52,017
Private client RAUM: $52,017derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 34
Individual clients: 34
Custody, client assets: $0
SEC number: 801-122077
CRD: 315156
Filings on the tape: 12
First filed: Jul 14, 2021
Latest filed: Mar 5, 2025
Organised: Corporation, DE
Website: wizest.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Littlefield, William	CHIEF INFORMATION OFFICER	B	yes	03/2023	Jul 14, 2021	Aug 19, 2024
MALLORY, PAUL, M	CHIEF COMPLIANCE OFFICER	Na	yes	05/2022	Jun 8, 2022	Aug 19, 2024
Thibon, Axel	CEO AND CCO	C	yes	11/2018	Jul 14, 2021	Aug 19, 2024
Thibon, Axel	Ceo	C	yes	11/2018	Jul 14, 2021	Aug 19, 2024
Vallina, Rafael, Alvarex	CHIEF PRODUCT OFFICER	B	yes	11/2018	Jul 14, 2021	Aug 19, 2024
WIZEST, INC	Owner	E	yes	07/2019	Jul 14, 2021	Aug 19, 2024
estoque, william	CHIEF TECHNOLOGY OFFICER	Na	no	03/2023	Mar 29, 2023	Aug 19, 2024
Gonzalez, Lazaro	CHIEF MARKETING OFFICER	B	no	08/2022	Mar 31, 2022	Aug 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Mar 5, 2025	$52,017	$52,017	1	1	n/a	n/a
2023	Mar 14, 2024	$25,977	$25,977	5	1	n/a	n/a
2022	Mar 29, 2023	$0	$0	4	1	n/a	n/a
2021	Mar 31, 2022	$0	$0	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$52,017	$25,977	100.2%	$0	n/a	1	5	0	0

Relationships

Registered with (4)

← Arcie PettyAdvisorregistration: previous registration
Aug 3, 2022 to Dec 16, 2025factForm ADV
← Jad HocheAdvisorregistration: previous registration
Jul 21, 2022 to Apr 3, 2023factForm ADV
← Maria Estibaliz IncerRomeoAdvisorregistration: previous registration
Jun 23, 2022 to Mar 17, 2023factForm ADV
← Derdley FleuridorAdvisorregistration: previous registration
Jul 21, 2022 to Jan 24, 2023factForm ADV

Controls (5)

← WIZEST, INCOwnerOWNER, ownership code E, domestic entity
Jul 14, 2021 to Aug 19, 2024factForm ADV
← MALLORY, PAUL, MOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 8, 2022 to Aug 19, 2024factForm ADV
← Thibon, AxelOwnerCEO AND CCO, ownership code C, individual
Jul 14, 2021 to Aug 19, 2024factForm ADV
← Vallina, Rafael, AlvarexOwnerCHIEF PRODUCT OFFICER, ownership code B, individual
Jul 14, 2021 to Aug 19, 2024factForm ADV
← Littlefield, WilliamOwnerCHIEF INFORMATION OFFICER, ownership code B, individual
Jul 14, 2021 to Aug 19, 2024factForm ADV

Owns (2)

← Gonzalez, LazaroOwnerCHIEF MARKETING OFFICER, ownership code B, individual
Mar 31, 2022 to Aug 19, 2024factForm ADV
← estoque, williamOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 29, 2023 to Aug 19, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 16, 2025
Advisor changed firm
Arcie Petty left Wizest Inc. for Simplicity Wealth (registered 2025-11-10)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Jad Hoche left Wizest Inc. for Hsbc Securities (Usa) Inc. (registered 2023-05-26)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2023
Advisor changed firm
Maria Estibaliz Incerromeo left Wizest Inc. for Banco Do Brasil Securities Llc (registered 2024-11-12)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2023
Advisor changed firm
Derdley Fleuridor left Wizest Inc. for Empower Advisory Group, Llc (registered 2026-02-05)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2022
Control person joined
M Paul Mallory (Chief Compliance Officer) appeared on Schedule A of Wizest Inc.
Form ADVobserved 6 days ago
Occurred
Jul 14, 2021
First Form ADV filing
Wizest Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Feb 2, 2026
Wizest Inc. no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $52,017)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a828c7c-11e3-bbe6-b39a-b8eda9cea39e
First observed: Jul 14, 2021
Last observed: Mar 5, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WIZEST INC.

CRD 315156

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a828c7c-11e3-bbe6-b39a-b8eda9cea39e

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Littlefield, William

CHIEF INFORMATION OFFICER

yes

03/2023

Jul 14, 2021

Aug 19, 2024

MALLORY, PAUL, M

CHIEF COMPLIANCE OFFICER

yes

05/2022

Jun 8, 2022

Aug 19, 2024

Thibon, Axel

CEO AND CCO

yes

11/2018

Jul 14, 2021

Aug 19, 2024

Thibon, Axel

Ceo

yes

11/2018

Jul 14, 2021

Aug 19, 2024

Vallina, Rafael, Alvarex

CHIEF PRODUCT OFFICER

yes

11/2018

Jul 14, 2021

Aug 19, 2024

WIZEST, INC

Owner

yes

07/2019

Jul 14, 2021

Aug 19, 2024

estoque, william

CHIEF TECHNOLOGY OFFICER

03/2023

Mar 29, 2023

Aug 19, 2024

Gonzalez, Lazaro

CHIEF MARKETING OFFICER

08/2022

Mar 31, 2022

Aug 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 5, 2025

$52,017

n/a

2023

Mar 14, 2024

$25,977

n/a

2022

Mar 29, 2023

n/a

2021

Mar 31, 2022

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$52,017

$25,977

100.2%

n/a