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Advisor at MAINE ADVISORY ASSOCIATES
PORTLAND, ME | FALMOUTH, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAINE ADVISORY ASSOCIATES | Independent wealth | Jan 4, 2021 | n/a | yes | PORTLAND, ME|FALMOUTH, ME | Current employment |
| MAINE ADVISORY ASSOCIATES, INC. | n/a | Jan 17, 2020 | Apr 1, 2021 | no | Brunswick, ME|Portland, ME|NEW SHARON, ME | Previous registration |
| AURORA FINANCIAL GROUP, LLC | Former SEC adviser | Feb 3, 2014 | Jan 6, 2020 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAINE ADVISORY ASSOCIATES, INC. | MAINE ADVISORY ASSOCIATES | Apr 1, 2021 | Jan 4, 2021 | -87 | Firm change after gap | Other |
| AURORA FINANCIAL GROUP, LLC | MAINE ADVISORY ASSOCIATES, INC. | Jan 6, 2020 | Jan 17, 2020 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173886:311679:ME:2021-04-01 | Apr 1, 2021 | Jan 4, 2021 | NEW SHARON, ME | Firm change after gap |