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Advisor at LPL FINANCIAL LLC
TREMPELEAU, WI | TREMPEALEAU, WI | VIOLA, WI | RICHLAND CENTER, WI | VIROQUA, WI | SPARTA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | n/a | yes | RICHLAND CENTER, WI|VIROQUA, WI|TREMPEALEAU, WI|TREMPELEAU, WI|SPARTA, WI|VIOLA, WI | Current employment |
| ICA GROUP WEALTH MANAGEMENT, LLC | Former SEC adviser | Sep 15, 2021 | Sep 23, 2024 | no | DENVER, CO|Viroqua, WI | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Aug 14, 2008 | Dec 5, 2017 | no | VIROQUA, WI|RICHLAND CENTER, WI|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ICA GROUP WEALTH MANAGEMENT, LLC | n/a | Sep 23, 2024 | n/a | n/a | Departure no registered destination | Departure |
| INVESTMENT CENTERS OF AMERICA, INC. | LPL FINANCIAL LLC | Dec 5, 2017 | Nov 29, 2017 | -6 | Bulk transfer | Other |