N••••••• L••

Advisor at J••• M••••• S••••••••• L••

Los Angeles, CA | Brea, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 30, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 16, 2026	n/a	yes	Brea, CA\|Los Angeles, CA	Current employment
G• W••••• M••••••••• R••• L••	Independent wealth	May 22, 2025	Dec 5, 2025	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G• W••••• M••••••••• R••• L••	J••• M••••• S••••••••• L••	Dec 5, 2025	Jun 16, 2026	193	Firm change	RIA to wirehouse
J••• M••••• S••••••••• L••	G• W••••• M••••••••• R••• L••	May 22, 2025	May 22, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:327269:CA:2025-05-16	May 22, 2025	May 22, 2025	DALY CITY, CA	Firm change

Relationships

Registered with (8)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2024 to May 22, 2025factForm ADV
→ G• W••••• M••••••••• R••• L••Registered adviserregistration: previous registration
May 22, 2025 to Dec 5, 2025factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jul 7, 2021 to Mar 20, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
5 Dec 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
22 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2010
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.