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CRD 7870
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FUESEL, GREGG JOSEPH | CHIEF FINANCIAL OFFICER/FINOP | Na | yes | 04/2021 | Apr 27, 2021 | Sep 20, 2022 |
| KONOP, LYNN MARIE | CHIEF COMPLIANCE OFFFICER - BD | Na | yes | 05/2021 | May 26, 2021 | Sep 20, 2022 |
| METZGER, BARRY SCOTT | President | Na | yes | 01/2022 | Mar 31, 2022 | Sep 20, 2022 |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, OPERATIONS | Na | yes | 03/2022 | Mar 31, 2022 | Sep 20, 2022 |
| TD AMERITRADE HOLDING CORPORATION | PARENT CORPORATION | E | yes | 01/2006 | Dec 22, 2011 | Sep 20, 2022 |
| TD AMERITRADE ONLINE HOLDINGS CORP. | Owner | E | yes | 04/2006 | Dec 22, 2011 | Sep 20, 2022 |
| THE CHARLES SCHWAB CORPORATION | PARENT CORPORATION | E | yes | 10/2020 | Oct 30, 2020 | Sep 20, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | n/a | Other adviser | $1721B | N | yes | n/a |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC. | n/a | Former SEC adviser | $66B | N | yes | n/a |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | n/a | Former SEC adviser | $16B | N | yes | n/a |
| SCHWAB WEALTH ADVISORY, INC. | n/a | No RAUM reported | $0 | N | yes | n/a |
| CHARLES SCHWAB & CO., INC. | n/a | National bd RIA | n/a | N | yes | n/a |
| CHARLES SCHWAB BANK, SSB | n/a | n/a | n/a | N | yes | n/a |
| CHARLES SCHWAB FUTURES AND FOREX LLC | n/a | n/a | n/a | N | yes | n/a |
| CHARLES SCHWAB HONG KONG, LIMITED | n/a | n/a | n/a | N | yes | n/a |
| CHARLES SCHWAB PREMIER BANK, SSB | n/a | n/a | n/a | N | no | n/a |
| CHARLES SCHWAB TRUST BANK | n/a | n/a | n/a | N | yes | Nv |
| CHARLES SCHWAB TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| CHARLES SCHWAB TRUST COMPANY OF DELAWARE | n/a | n/a | n/a | N | yes | n/a |
| CHARLES SCHWAB U.K., LIMITED | n/a | n/a | n/a | N | yes | n/a |
| TD AMERITRADE CLEARING, INC. | n/a | n/a | n/a | N | yes | Ne |
| TD AMERITRADE HONG KONG LIMITED | n/a | n/a | n/a | N | yes | n/a |
| TD AMERITRADE SINGAPORE PTE. LTD. | n/a | n/a | n/a | N | yes | n/a |
| TD AMERITRADE TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| THE INSURANCE AGENCY OF TD AMERITRADE LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Southlake | TX | United States | 301 | yes |
| ST. LOUIS | Mo | United States | 80 | yes |
| Omaha | Ne | United States | 63 | yes |
| SAN DIEGO | CA | United States | 54 | yes |
| Portland | Or | United States | 35 | yes |
| Campbell | CA | United States | 34 | yes |
| Austin | TX | United States | 29 | yes |
| SAN FRANCISCO | CA | United States | 28 | yes |
| WALNUT CREEK | CA | United States | 28 | yes |
| Indianapolis | In | United States | 28 | yes |
| Birmingham | Mi | United States | 28 | yes |
| Edina | Mn | United States | 26 | yes |
| Cary | Nc | United States | 26 | yes |
| Pittsburgh | Pa | United States | 26 | yes |
| GLEN ALLEN | Va | United States | 26 | yes |
| Cupertino | CA | United States | 25 | yes |
| LONG BEACH | CA | United States | 25 | yes |
| Northbrook | IL | United States | 24 | yes |
| SHORT HILLS | Nj | United States | 17 | yes |
| Pasadena | CA | United States | 15 | yes |
| Tampa | FL | United States | 14 | yes |
| NEW YORK | NY | United States | 14 | yes |
| Radnor | Pa | United States | 14 | yes |
| BEVERLY HILLS | CA | United States | 13 | yes |
| Irvine | CA | United States | 13 | yes |
| Bellevue | Wa | United States | 13 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | n/a | n/a | 5,840 | 1,395 | 389 | n/a | n/a |
| 2020 | Jan 4, 2021 | n/a | n/a | 10,129 | 1,560 | 389 | n/a | n/a |
| 2019 | Dec 16, 2019 | n/a | n/a | 10,129 | 1,560 | 389 | n/a | n/a |
| 2018 | Dec 20, 2018 | n/a | n/a | 10,207 | 1,591 | 389 | n/a | n/a |
| 2017 | Dec 22, 2017 | n/a | n/a | 7,809 | 1,119 | 108 | n/a | n/a |
| 2016 | Dec 1, 2016 | n/a | n/a | 6,612 | 1,161 | n/a | n/a | n/a |
| 2015 | Dec 9, 2015 | n/a | n/a | 6,218 | 1,039 | n/a | n/a | n/a |
| 2014 | Dec 11, 2014 | n/a | n/a | 6,157 | 1,056 | n/a | n/a | n/a |
| 2013 | Dec 19, 2013 | n/a | n/a | 6,127 | 1,016 | n/a | n/a | n/a |
| 2012 | Dec 20, 2012 | n/a | n/a | 5,789 | 1,059 | n/a | n/a | n/a |
| 2011 | Dec 22, 2011 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | n/a | n/a | n/a | n/a | n/a | 5,840 | 10,129 | 389 | 389 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | 2 | Oct 14, 2022 | Feb 11, 2026 | LA JOLLA, CA | Channel change | Other | 0.2% |
| SCHWAB WEALTH ADVISORY, INC. | 3 | Oct 14, 2022 | Mar 25, 2026 | LONE TREE, CO | Channel change | Other | 0.2% |
| SCHWAB WEALTH ADVISORY, INC. | 2 | Oct 14, 2022 | Aug 28, 2025 | CHESTERFIELD, MO | Channel change | Other | 0.2% |
| SCHWAB WEALTH ADVISORY, INC. | 5 | Oct 14, 2022 | Apr 11, 2025 | OMAHA, NE | Channel change | Other | 0.4% |
| SCHWAB WEALTH ADVISORY, INC. | 5 | Oct 14, 2022 | Jan 29, 2026 | WESTLAKE, TX | Channel change | Other | 0.4% |
| EDWARD JONES | 2 | Oct 14, 2022 | Mar 28, 2025 | WESTLAKE, TX | Team lift out | Other | 0.2% |
| CHARLES SCHWAB & CO., INC. | 4 | Oct 14, 2022 | May 30, 2023 | PHOENIX, AZ | Channel change | Other | 0.3% |
| CHARLES SCHWAB & CO., INC. | 5 | Oct 14, 2022 | Oct 6, 2022 | LONE TREE, CO | Channel change | Other | 0.4% |
| CHARLES SCHWAB & CO., INC. | 2 | Oct 14, 2022 | Jan 26, 2022 | STAMFORD, CT | Channel change | Other | 0.2% |
| CHARLES SCHWAB & CO., INC. | 2 | Oct 14, 2022 | Mar 31, 2022 | WASHINGTON, DC | Channel change | Other | 0.2% |
| CHARLES SCHWAB & CO., INC. | 3 | Oct 14, 2022 | Jan 16, 2024 | JUPITER, FL | Channel change | Other | 0.2% |
| CHARLES SCHWAB & CO., INC. | 4 | Oct 14, 2022 | Mar 22, 2022 | ALPHARETTA, GA | Channel change | Other | 0.3% |
| CHARLES SCHWAB & CO., INC. | 2 | Oct 14, 2022 | Oct 5, 2022 | WEST DES MOINES, IA | Channel change | Other | 0.2% |
| CHARLES SCHWAB & CO., INC. | 2 | Oct 14, 2022 | Jan 26, 2022 | CARMEL, IN | Channel change | Other | 0.2% |
| CHARLES SCHWAB & CO., INC. | 4 | Oct 14, 2022 | Jan 26, 2022 | ST PAUL, MN | Channel change | Other | 0.3% |
| CHARLES SCHWAB & CO., INC. | 41 | Oct 14, 2022 | Jul 12, 2023 | ST LOUIS, MO | Channel change | Other | 3.3% |
| CHARLES SCHWAB & CO., INC. | 6 | Oct 14, 2022 | Aug 14, 2023 | CHARLOTTE, NC | Channel change | Other | 0.5% |
| CHARLES SCHWAB & CO., INC. | 160 | Oct 14, 2022 | Jan 6, 2026 | OMAHA, NE | Channel change | Other | 12.9% |
| CHARLES SCHWAB & CO., INC. | 8 | Oct 14, 2022 | Oct 4, 2022 | JERSEY CITY, NJ | Channel change | Other | 0.6% |
| CHARLES SCHWAB & CO., INC. | 2 | Oct 14, 2022 | Aug 21, 2023 | HENDERSON, NV | Channel change | Other | 0.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 19 | Sep 7, 2023 | Feb 27, 2018 | PASADENA, CA | Channel change | Other | 2.6% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Feb 27, 2018 | FAIRFIELD, CT | Channel change | Other | 0.3% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 9 | Sep 7, 2023 | Aug 23, 2022 | JACKSONVILLE, FL | Channel change | Other | 1.2% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 5 | Sep 7, 2023 | Feb 28, 2018 | ALPHARETTA, GA | Channel change | Other | 0.7% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 3 | Sep 7, 2023 | Feb 27, 2018 | CHICAGO, IL | Channel change | Other | 0.4% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Feb 27, 2018 | CARMEL, IN | Channel change | Other | 0.3% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Feb 27, 2018 | FRAMINGHAM, MA | Channel change | Other | 0.3% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Feb 27, 2018 | GAITHERSBURG, MD | Channel change | Other | 0.3% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 5 | Sep 7, 2023 | Feb 27, 2018 | EDINA, MN | Channel change | Other | 0.7% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 8 | Sep 7, 2023 | Jan 22, 2022 | CLAYTON, MO | Channel change | Other | 1.1% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 3 | Sep 7, 2023 | Feb 27, 2018 | CARY, NC | Channel change | Other | 0.4% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 8 | Sep 7, 2023 | Jan 10, 2022 | OMAHA, NE | Channel change | Other | 1.1% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 3 | Sep 7, 2023 | Feb 27, 2018 | MANCHESTER, NH | Channel change | Other | 0.4% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 9 | Sep 7, 2023 | Feb 15, 2022 | JERSEY CITY, NJ | Channel change | Other | 1.2% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Mar 8, 2018 | HENDERSON, NV | Channel change | Other | 0.3% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 19 | Sep 7, 2023 | Feb 1, 2019 | NEW YORK, NY | Channel change | Other | 2.6% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 7 | Sep 7, 2023 | Feb 27, 2018 | WESTLAKE, OH | Channel change | Other | 0.9% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Apr 20, 2018 | EUGENE, OR | Channel change | Other | 0.3% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 4 | Sep 7, 2023 | Feb 27, 2018 | LANCASTER, PA | Channel change | Other | 0.5% |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Sep 7, 2023 | Mar 5, 2018 | CHATTANOOGA, TN | Channel change | Other | 0.3% |